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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPSP
1176
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$146K ﹤0.01%
4,600
– –
GURU icon
1177
Global X Guru Index ETF
GURU
$63.4M
$145K ﹤0.01%
+6,389
New +$141K
IDA icon
1178
Idacorp
IDA
$8.11B
$145K ﹤0.01%
2,995
+150
+5% +$7.46K
IHI icon
1179
iShares US Medical Devices ETF
IHI
$3.47B
$145K ﹤0.01%
10,308
+4,428
+75% +$60.9K
VOX icon
1180
Vanguard Communication Services ETF
VOX
$5.82B
$145K ﹤0.01%
1,790
+197
+12% +$16K
OAK
1181
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$145K ﹤0.01%
2,775
-150
-5% -$7.98K
PWJ
1182
DELISTED
POWERSHARES DYNAMIC MID CAP GRTH PORTFOLIO
PWJ
$145K ﹤0.01%
5,370
+27
+0.5% +$729
QVCGA
1183
DELISTED
QVC Group Inc Series A
QVCGA
$144K ﹤0.01%
135
-5
-4% -$4.86K
CYE
1184
DELISTED
BLACKROCK CORP HG YLD FD III, INC.
CYE
$144K ﹤0.01%
19,750
– –
CODI icon
1185
Compass Diversified
CODI
$927M
$143K ﹤0.01%
8,029
+147
+2% +$2.61K
UHAL icon
1186
U-Haul Holding Co
UHAL
$14.3B
$143K ﹤0.01%
7,750
+5,650
+269% +$97.5K
CMCSK
1187
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$143K ﹤0.01%
3,285
+373
+13% +$16.2K
IMO icon
1188
Imperial Oil
IMO
$62.7B
$142K ﹤0.01%
3,270
+705
+27% +$29.6K
JLS icon
1189
Nuveen Mortgage and Income Fund
JLS
$95M
$142K ﹤0.01%
5,990
+36
+0.6% +$861
RBLD icon
1190
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$57.9M
$142K ﹤0.01%
2,956
-406
-12% -$18.4K
RFMD
1191
DELISTED
RF MICRO DEVICES INC
RFMD
$142K ﹤0.01%
25,290
+12,476
+97% +$65.6K
QCOR
1192
DELISTED
QUESTCOR PHARMA INC
QCOR
$142K ﹤0.01%
2,446
+1,503
+159% +$89.3K
LIFE
1193
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$142K ﹤0.01%
1,887
+1,111
+143% +$82.9K
AGZ icon
1194
iShares Agency Bond ETF
AGZ
$564M
$141K ﹤0.01%
2,139
-767
-26% -$84.9K
DBJP icon
1195
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$709M
$141K ﹤0.01%
3,970
-9,211
-70% -$318K
NAC icon
1196
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$141K ﹤0.01%
11,000
– –
SAP icon
1197
SAP
SAP
$242B
$141K ﹤0.01%
1,863
+158
+9% +$11.7K
WMC
1198
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$141K ﹤0.01%
880
+410
+87% +$66.5K
STB
1199
DELISTED
Student Transportation Inc
STB
$141K ﹤0.01%
22,368
+18,500
+478% +$117K
SWY
1200
DELISTED
SAFEWAY INC
SWY
$141K ﹤0.01%
4,947
-247
-5% -$5.88K
46 47
48
49 50

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.