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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATY icon
1151
Cathay General Bancorp
CATY
$4.31B
$1.16M 0.01%
33,318
+31,424
+1,659% +$1.1M
HAP icon
1152
VanEck Natural Resources ETF
HAP
$308M
$1.16M 0.01%
32,887
+2,475
+8% +$87.4K
IYJ icon
1153
iShares US Industrials ETF
IYJ
$1.96B
$1.16M 0.01%
14,554
+1,640
+13% +$129K
TEAM icon
1154
Atlassian
TEAM
$42.1B
$1.15M 0.01%
9,188
-2,561
-22% -$349K
SFIX
1155
Stitch Fix
SFIX
$487M
$1.15M 0.01%
59,757
+18,136
+44% +$421K
ALLY icon
1156
Ally Financial
ALLY
$13.6B
$1.15M 0.01%
34,675
+26,268
+312% +$851K
BGB
1157
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$1.15M 0.01%
78,600
+29,545
+60% +$435K
SPLK
1158
DELISTED
Splunk Inc
SPLK
$1.15M 0.01%
9,724
+816
+9% +$102K
FEI
1159
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$1.15M 0.01%
99,782
+2,564
+3% +$29.6K
NSP icon
1160
Insperity
NSP
$2.05B
$1.14M 0.01%
11,605
+612
+6% +$66.5K
GSIE icon
1161
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$1.14M 0.01%
40,401
-3,386
-8% -$95.4K
CY
1162
DELISTED
Cypress Semiconductor
CY
$1.14M 0.01%
48,782
-15,568
-24% -$356K
LNG icon
1163
Cheniere Energy
LNG
$55B
$1.14M 0.01%
18,036
+66
+0.4% +$4.23K
CACG
1164
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$1.13M 0.01%
35,812
-2,522
-7% -$80.7K
FEP icon
1165
First Trust Europe AlphaDEX Fund
FEP
$534M
$1.13M 0.01%
32,966
+5,985
+22% +$206K
BWX icon
1166
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$1.13M 0.01%
39,425
-849
-2% -$24.5K
UUP icon
1167
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$1.13M 0.01%
41,718
+4,004
+11% +$106K
PULS icon
1168
PGIM Ultra Short Bond ETF
PULS
$18.4B
$1.13M 0.01%
22,474
+839
+4% +$42K
SBAC icon
1169
SBA Communications
SBAC
$19.8B
$1.12M 0.01%
4,662
+1,092
+31% +$270K
PMT
1170
PennyMac Mortgage Investment
PMT
$828M
$1.12M 0.01%
50,397
+3,545
+8% +$78.2K
SCHR
1171
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.12M 0.01%
40,360
+13,448
+50% +$372K
BTZ icon
1172
BlackRock Credit Allocation Income Trust
BTZ
$963M
$1.12M 0.01%
82,193
+15,951
+24% +$214K
NRG icon
1173
NRG Energy
NRG
$25.2B
$1.12M 0.01%
28,277
-1,477
-5% -$53.4K
MKL icon
1174
Markel Group
MKL
$22.8B
$1.12M 0.01%
947
+90
+11% +$102K
ISMD icon
1175
Inspire Small/Mid Cap Impact ETF
ISMD
$347M
$1.11M 0.01%
42,338
+478
+1% +$12.5K
45 46
47
48 49

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.