Ladenburg Thalmann Financial Services’s PGIM Ultra Short Bond ETF PULS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PULS Stock Details PULS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.23M	Buy	24,614 +2,140	+10%	+$107K	0.01%	1140
2019 Q3	$1.13M	Buy	22,474 +839	+4%	+$42K	0.01%	1168
2019 Q2	$1.08M	Sell	21,635 -3,372	-13%	-$169K	0.01%	1174
2019 Q1	$1.25M	Buy	25,007 +1,103	+5%	+$55.2K	0.01%	1035
2018 Q4	$1.19M	Buy	23,904 +4,367	+22%	+$218K	0.01%	938
2018 Q3	$980K	Buy	+19,537	New	+$978K	0.01%	1133

Other funds holding PULS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Prudential Financial Newark, New Jersey $91.8B AUM 38.24% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BPWA

Beacon Pointe Wealth Advisors Newport Beach, California $543M AUM 23.61% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PULS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its PGIM Ultra Short Bond ETF (PULS) stake by 9.5% in Q4 2019, buying an estimated $107K and bringing the position to 24,614 shares worth $1.23M. The position accounts for 0.01% of the portfolio, ranked #1140.

Ladenburg Thalmann Financial Services first reported a position in PULS in Q3 2018 and has held it in 6 quarters since. The position peaked at $1.25M in Q1 2019. 40 funds tracked by Wall St. Rank hold PULS as of Q4 2019.

Ladenburg Thalmann Financial Services held 24,614 shares of PGIM Ultra Short Bond ETF worth $1.23M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 2,140 PGIM Ultra Short Bond ETF shares in Q4 2019, an estimated $107K.
PGIM Ultra Short Bond ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1140 holding.
Ladenburg Thalmann Financial Services first reported a position in PGIM Ultra Short Bond ETF in Q3 2018 and has held it in 6 quarters since.
Ladenburg Thalmann Financial Services's PGIM Ultra Short Bond ETF position peaked at $1.25M in Q1 2019.
40 funds tracked by Wall St. Rank held PGIM Ultra Short Bond ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.