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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BYLD icon
1126
iShares Yield Optimized Bond ETF
BYLD
$443M
$1.19M 0.01%
46,404
-1,569
-3% -$39.9K
FTXO icon
1127
First Trust Nasdaq Bank ETF
FTXO
$321M
$1.19M 0.01%
46,364
+19,105
+70% +$479K
WRB icon
1128
W.R. Berkley
WRB
$26.2B
$1.19M 0.01%
36,925
-11,583
-24% -$362K
ITM icon
1129
VanEck Intermediate Muni ETF
ITM
$2.14B
$1.18M 0.01%
23,522
+2,426
+11% +$122K
INFO
1130
DELISTED
IHS Markit Ltd. Common Shares
INFO
$1.18M 0.01%
17,680
+1,074
+6% +$70.2K
MFT
1131
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$1.18M 0.01%
85,544
+12,491
+17% +$170K
MYD
1132
DELISTED
BlackRock MuniYield Fund
MYD
$1.18M 0.01%
79,454
-1,185
-1% -$17.5K
PSK icon
1133
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$1.18M 0.01%
26,762
+10,716
+67% +$469K
FCOR icon
1134
Fidelity Corporate Bond ETF
FCOR
$353M
$1.18M 0.01%
22,250
+6,626
+42% +$348K
VTN icon
1135
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$1.18M 0.01%
86,646
+11,070
+15% +$151K
DNKN
1136
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$1.18M 0.01%
14,840
+1,972
+15% +$160K
VSLR
1137
DELISTED
VIVINT SOLAR, INC.
VSLR
$1.18M 0.01%
179,959
-12,131
-6% -$96.1K
ALK icon
1138
Alaska Air
ALK
$5.3B
$1.18M 0.01%
18,105
-1,958
-10% -$123K
IRT icon
1139
Independence Realty Trust
IRT
$4.01B
$1.18M 0.01%
82,082
-35,216
-30% -$463K
ARKG icon
1140
ARK Genomic Revolution ETF
ARKG
$1.78B
$1.17M 0.01%
48,793
+17,555
+56% +$571K
MRO
1141
DELISTED
Marathon Oil Corporation
MRO
$1.17M 0.01%
95,683
-57,232
-37% -$740K
MIC
1142
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.17M 0.01%
29,730
+714
+2% +$28.2K
ORI icon
1143
Old Republic International
ORI
$10.3B
$1.17M 0.01%
49,479
+909
+2% +$20.7K
UAA icon
1144
Under Armour
UAA
$2.3B
$1.17M 0.01%
58,510
+5,502
+10% +$121K
XHB icon
1145
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$1.17M 0.01%
26,452
+5,451
+26% +$229K
INTF icon
1146
iShares International Equity Factor ETF
INTF
$3.77B
$1.16M 0.01%
45,664
-8,161
-15% -$208K
UA icon
1147
Under Armour Class C
UA
$2.25B
$1.16M 0.01%
64,196
+2,374
+4% +$46.8K
IBDN
1148
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$1.16M 0.01%
45,944
+4,989
+12% +$126K
STE icon
1149
Steris
STE
$23B
$1.16M 0.01%
8,043
+230
+3% +$34.4K
BLE
1150
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.16M 0.01%
77,660
-7,300
-9% -$109K
44 45
46
47 48

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.