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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQH
1126
abrdn Healthcare Investors
HQH
$1.35B
$990K 0.01%
42,779
+5,650
+15% +$128K
FDVV icon
1127
Fidelity High Dividend ETF
FDVV
$10.4B
$987K 0.01%
32,208
+2,124
+7% +$64.6K
EBAY icon
1128
eBay
EBAY
$45.8B
$985K 0.01%
29,863
+1,067
+4% +$37K
FDLO icon
1129
Fidelity Low Volatility Factor ETF
FDLO
$1.45B
$984K 0.01%
29,198
+21,311
+270% +$701K
HPE icon
1130
Hewlett Packard
HPE
$74.6B
$984K 0.01%
60,374
+4,959
+9% +$79.4K
TTC icon
1131
Toro Company
TTC
$9.3B
$982K 0.01%
16,376
-1,426
-8% -$86.7K
HWM icon
1132
Howmet Aerospace
HWM
$113B
$980K 0.01%
58,072
+2,788
+5% +$44.4K
PULS icon
1133
PGIM Ultra Short Bond ETF
PULS
$18.4B
$980K 0.01%
+19,537
New +$978K
POWA icon
1134
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$971K 0.01%
19,397
+2,049
+12% +$99.9K
AAL icon
1135
American Airlines Group
AAL
$9.97B
$967K 0.01%
23,474
+1,003
+4% +$39.2K
UFPI icon
1136
UFP Industries
UFPI
$4.98B
$966K 0.01%
27,328
-782
-3% -$28.8K
CPRI icon
1137
Capri Holdings
CPRI
$1.75B
$965K 0.01%
14,071
-1,576
-10% -$110K
FLTR icon
1138
VanEck IG Floating Rate ETF
FLTR
$3.04B
$965K 0.01%
38,115
+19,724
+107% +$499K
BKE icon
1139
Buckle
BKE
$2.33B
$962K 0.01%
41,734
-5,651
-12% -$139K
EXEL icon
1140
Exelixis
EXEL
$12.7B
$962K 0.01%
54,184
+5,912
+12% +$115K
ICPT
1141
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$961K 0.01%
7,599
-8,823
-54% -$934K
ARDC
1142
Are Dynamic Credit Allocation Fund
ARDC
$298M
$958K 0.01%
61,735
-4,574
-7% -$72.7K
INDA icon
1143
iShares MSCI India ETF
INDA
$6.58B
$958K 0.01%
29,494
-7,254
-20% -$251K
BF.A icon
1144
Brown-Forman Class A
BF.A
$13B
$956K 0.01%
18,826
+100
+0.5% +$5.24K
FICO icon
1145
Fair Isaac
FICO
$22.3B
$956K 0.01%
4,185
-7
-0.2% -$1.52K
VTA
1146
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$955K 0.01%
83,361
+31,071
+59% +$357K
SSNC icon
1147
SS&C Technologies
SSNC
$18.7B
$952K 0.01%
16,761
+1,707
+11% +$94.7K
ORI icon
1148
Old Republic International
ORI
$10.3B
$949K 0.01%
42,550
+8,788
+26% +$190K
SEIC icon
1149
SEI Investments
SEIC
$12.6B
$948K 0.01%
15,519
-1,511
-9% -$93.7K
NXG
1150
NXG NextGen Infrastructure Income Fund
NXG
$350M
$946K 0.01%
12,284
+4,140
+51% +$313K
44 45
46
47 48

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.