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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXR icon
1101
Extra Space Storage
EXR
$31B
$933K 0.01%
10,296
+2,247
+28% +$204K
HPE icon
1102
Hewlett Packard
HPE
$72B
$933K 0.01%
70,342
+9,968
+17% +$149K
SYV
1103
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$932K 0.01%
15,657
+10,859
+226% +$706K
NFG icon
1104
National Fuel Gas
NFG
$7.82B
$930K 0.01%
18,139
+466
+3% +$25.5K
FXR icon
1105
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$765M
$929K 0.01%
26,982
-97,432
-78% -$3.66M
PFG icon
1106
Principal Financial Group
PFG
$24.2B
$929K 0.01%
20,979
-3,182
-13% -$157K
SBI
1107
Western Asset Intermediate Muni Fund
SBI
$107M
$927K 0.01%
111,063
+8,439
+8% +$70.2K
REGL icon
1108
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$925K 0.01%
17,890
-1,562
-8% -$85.2K
IPKW icon
1109
Invesco International BuyBack Achievers ETF
IPKW
$554M
$924K 0.01%
32,076
-1,645
-5% -$51.2K
AABA
1110
DELISTED
Altaba Inc
AABA
$924K 0.01%
15,936
-1,251
-7% -$77.2K
FTQI icon
1111
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$938M
$922K 0.01%
45,641
+6,221
+16% +$134K
IBUY icon
1112
Amplify Online Retail ETF
IBUY
$125M
$921K 0.01%
22,960
-76,568
-77% -$3.37M
HSBC icon
1113
HSBC
HSBC
$355B
$920K 0.01%
23,188
+5,250
+29% +$210K
HYT icon
1114
BlackRock Corporate High Yield Fund
HYT
$1.38B
$920K 0.01%
99,081
+1,848
+2% +$18.2K
ZBRA icon
1115
Zebra Technologies
ZBRA
$18.1B
$917K 0.01%
5,798
-155
-3% -$25.8K
TYG
1116
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$916K 0.01%
11,490
+597
+5% +$56.5K
SYSB
1117
iShares Systematic Bond ETF
SYSB
$1.17B
$915K 0.01%
9,555
+1,145
+14% +$110K
GBAB
1118
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$915K 0.01%
41,753
+38,598
+1,223% +$806K
REET icon
1119
iShares Global REIT ETF
REET
$5.01B
$915K 0.01%
39,054
+9,984
+34% +$246K
BKCC
1120
DELISTED
BlackRock Capital Investment Corporation
BKCC
$914K 0.01%
172,634
-7,344
-4% -$42.3K
IGR
1121
CBRE Global Real Estate Income Fund
IGR
$702M
$913K 0.01%
148,223
+26,419
+22% +$177K
AVK
1122
Advent Convertible and Income Fund
AVK
$569M
$912K 0.01%
74,484
+31,116
+72% +$421K
SGDM icon
1123
Sprott Gold Miners ETF
SGDM
$662M
$911K 0.01%
52,111
+346
+0.7% +$5.6K
PUI icon
1124
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
$909K 0.01%
31,356
+24,666
+369% +$728K
G icon
1125
Genpact
G
$5.71B
$907K 0.01%
33,340
+921
+3% +$26.2K
43 44
45
46 47

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.