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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNI
1101
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$657K 0.01%
9,202
-1,675
-15% -$113K
FAM
1102
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$656K 0.01%
58,721
-3,400
-5% -$37.9K
CSIQ icon
1103
Canadian Solar
CSIQ
$1.08B
$653K 0.01%
53,600
-26,276
-33% -$343K
FTR
1104
DELISTED
Frontier Communications Corp.
FTR
$652K 0.01%
12,748
+645
+5% +$35.4K
BJZ
1105
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$652K 0.01%
43,400
– –
ETJ
1106
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$651K 0.01%
72,595
+11,225
+18% +$102K
DHC
1107
Diversified Healthcare Trust
DHC
$1.98B
$650K 0.01%
34,053
-6,012
-15% -$117K
NRE
1108
DELISTED
NorthStar Realty Europe Corp.
NRE
$650K 0.01%
51,774
-18,368
-26% -$201K
UHAL icon
1109
U-Haul Holding Co
UHAL
$14.3B
$649K 0.01%
17,570
+4,150
+31% +$142K
BKT icon
1110
BlackRock Income Trust
BKT
$340M
$645K 0.01%
34,012
+23,658
+228% +$448K
PSQ icon
1111
ProShares Short QQQ
PSQ
$647M
$645K 0.01%
2,726
-2,185
-44% -$521K
EBAY icon
1112
eBay
EBAY
$47.2B
$643K 0.01%
21,223
+342
+2% +$10.1K
SNR
1113
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$642K 0.01%
65,446
+3,735
+6% +$37.7K
CORR.PRA
1114
DELISTED
CorEnergy Infrastructure Trust, Inc Depositary Shares representing a 1/100th fractional interest of a share of 7.375% Series A Cumulative Redeemable Preferred Stock
CORR.PRA
$641K 0.01%
26,070
+2,150
+9% +$51.6K
MYI icon
1115
BlackRock MuniYield Quality Fund III
MYI
$717M
$640K 0.01%
46,917
+6,226
+15% +$86.9K
RLJ icon
1116
RLJ Lodging Trust
RLJ
$1.65B
$640K 0.01%
26,143
-662
-2% -$14.6K
FLRT icon
1117
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$670M
$639K 0.01%
12,899
+7,325
+131% +$366K
FRT icon
1118
Federal Realty Investment Trust
FRT
$10.1B
$638K 0.01%
4,488
+204
+5% +$29K
NFX
1119
DELISTED
Newfield Exploration
NFX
$637K 0.01%
15,680
-1,303
-8% -$55.4K
CTRA
1120
DELISTED
Coterra Energy
CTRA
$635K 0.01%
27,233
-54
-0.2% -$1.21K
GEO icon
1121
The GEO Group
GEO
$4.18B
$635K 0.01%
26,859
-1,841
-6% -$35.8K
SCHE icon
1122
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$635K 0.01%
29,479
+4,448
+18% +$99.5K
FLTB icon
1123
Fidelity Limited Term Bond ETF
FLTB
$434M
$634K 0.01%
12,693
+11,068
+681% +$558K
PRA
1124
DELISTED
ProAssurance
PRA
$632K 0.01%
11,246
+1,177
+12% +$65.2K
WHR icon
1125
Whirlpool
WHR
$2.84B
$632K 0.01%
3,505
+284
+9% +$47K
43 44
45
46 47

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.