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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
1076
Progressive
PGR
$123B
$681K 0.01%
19,257
-870
-4% -$28.8K
HIG.WS
1077
DELISTED
Hartford Financial Services Grp
HIG.WS
$681K 0.01%
16,520
+15,920
+2,653% +$623K
VICR icon
1078
Vicor
VICR
$9.72B
$678K 0.01%
44,862
+700
+2% +$9.67K
RUTH
1079
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$678K 0.01%
37,090
+36,840
+14,736% +$607K
IOC
1080
DELISTED
Interoil Corporation
IOC
$677K 0.01%
14,215
+200
+1% +$9.77K
LNC icon
1081
Lincoln National
LNC
$8.51B
$676K 0.01%
10,232
+1,418
+16% +$82.5K
MLM icon
1082
Martin Marietta Materials
MLM
$33.3B
$676K 0.01%
3,086
+1,088
+54% +$224K
KNOW
1083
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$673K 0.01%
17,600
+2,564
+17% +$98.2K
EWJ icon
1084
iShares MSCI Japan ETF
EWJ
$22.7B
$671K 0.01%
16,385
-471
-3% -$23.5K
NTG
1085
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$671K 0.01%
3,520
-124
-3% -$23.6K
SWK icon
1086
Stanley Black & Decker
SWK
$15.7B
$670K 0.01%
5,828
+476
+9% +$56.7K
DOL icon
1087
WisdomTree True Developed International Fund
DOL
$843M
$669K 0.01%
15,612
-2,318
-13% -$98.5K
FBT icon
1088
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$668K 0.01%
7,346
+1,810
+33% +$170K
FRA icon
1089
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$668K 0.01%
46,396
+19,101
+70% +$266K
TAP icon
1090
Molson Coors Class B
TAP
$7.83B
$668K 0.01%
6,846
+131
+2% +$13.4K
FIZZ icon
1091
National Beverage
FIZZ
$2.89B
$667K 0.01%
26,402
+23,762
+900% +$582K
COR
1092
DELISTED
Coresite Realty Corporation
COR
$667K 0.01%
8,410
+88
+1% +$6.47K
XLVS
1093
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$667K 0.01%
9,135
+755
+9% +$55.1K
DWX icon
1094
State Street SPDR S&P International Dividend ETF
DWX
$528M
$664K 0.01%
18,390
+14,098
+328% +$509K
CFG icon
1095
Citizens Financial Group
CFG
$30.7B
$663K 0.01%
20,365
+9,237
+83% +$280K
HAS icon
1096
Hasbro
HAS
$13.7B
$662K 0.01%
8,468
+38
+0.5% +$3.14K
HISF icon
1097
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.8M
$662K 0.01%
+13,229
New +$662K
DRE
1098
DELISTED
Duke Realty Corp.
DRE
$662K 0.01%
24,879
+1,648
+7% +$42K
CDE icon
1099
Coeur Mining
CDE
$19.1B
$660K 0.01%
72,580
-11,900
-14% -$122K
FMB icon
1100
First Trust Managed Municipal ETF
FMB
$2.06B
$657K 0.01%
12,828
+472
+4% +$24.7K
42 43
44
45 46

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.