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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
1051
Hewlett Packard
HPE
$73B
$917K 0.01%
62,415
-21,040
-25% -$287K
JPT
1052
DELISTED
Nuveen Preferred and Income Fund
JPT
$914K 0.01%
35,838
+33,838
+1,692% +$855K
RWJ icon
1053
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$912K 0.01%
39,957
+16,803
+73% +$361K
ARDC
1054
Are Dynamic Credit Allocation Fund
ARDC
$300M
$911K 0.01%
55,511
+8,604
+18% +$141K
JRO
1055
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$910K 0.01%
76,956
+4,856
+7% +$56.9K
ACSF
1056
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$909K 0.01%
79,022
+10,906
+16% +$132K
XNTK icon
1057
State Street SPDR NYSE Technology ETF
XNTK
$2.23B
$908K 0.01%
11,518
-668
-5% -$51K
DGS icon
1058
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$907K 0.01%
18,501
+2,304
+14% +$111K
ETW
1059
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$903K 0.01%
76,209
-1,394
-2% -$16.3K
FEMB icon
1060
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$366M
$901K 0.01%
20,818
+17,315
+494% +$755K
FGD icon
1061
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$898K 0.01%
34,769
+3,047
+10% +$77.6K
HWM icon
1062
Howmet Aerospace
HWM
$113B
$895K 0.01%
46,874
+1,787
+4% +$34.2K
IGHG icon
1063
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$895K 0.01%
11,619
+4,726
+69% +$360K
EAD
1064
Allspring Income Opportunities Fund
EAD
$379M
$894K 0.01%
102,186
+10,456
+11% +$89.9K
IEX icon
1065
IDEX
IEX
$17.2B
$891K 0.01%
7,329
-1,898
-21% -$222K
SPIB icon
1066
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$890K 0.01%
25,800
-14,410
-36% -$497K
WES
1067
DELISTED
Western Gas Partners Lp
WES
$888K 0.01%
17,308
+4,958
+40% +$258K
GEO icon
1068
The GEO Group
GEO
$4.06B
$885K 0.01%
32,893
+1,020
+3% +$28.2K
FDVV icon
1069
Fidelity High Dividend ETF
FDVV
$10.4B
$883K 0.01%
32,543
+3,053
+10% +$81.9K
NS
1070
DELISTED
NuStar Energy L.P.
NS
$883K 0.01%
21,740
-2,122
-9% -$89.8K
IONS icon
1071
Ionis Pharmaceuticals
IONS
$9.49B
$882K 0.01%
17,387
-31
-0.2% -$1.62K
FNF icon
1072
Fidelity National Financial
FNF
$13B
$881K 0.01%
26,768
-10,227
-28% -$335K
NMFC icon
1073
New Mountain Finance
NMFC
$724M
$881K 0.01%
61,761
+1,097
+2% +$15.6K
UST icon
1074
ProShares Ultra 7-10 Year Treasury
UST
$13.8M
$878K 0.01%
15,101
-6,177
-29% -$364K
GDXJ icon
1075
VanEck Junior Gold Miners ETF
GDXJ
$8.5B
$876K 0.01%
26,040
+1,425
+6% +$48.2K
41 42
43
44 45

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.