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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.24%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$8.51B
AUM Growth
+$626M
Cap. Flow
+$473M
Cap. Flow %
5.55%
Top 10 Hldgs %
13.85%
Holding
5,206
New
201
Increased
2,246
Reduced
1,558
Closed
171

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$49.6M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$47.3M
3
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$36.9M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$32.2M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$21.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$71.7M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33M
3
OEF icon
iShares S&P 100 ETF
OEF
+$29.3M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$10.7M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.85M

Sector Composition

Rank Sector Weight
1 Financials 5.92%
2 Technology 5.66%
3 Industrials 4.92%
4 Consumer Staples 4.53%
5 Healthcare 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRO
1051
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$842K 0.01%
72,100
+25,421
+54% +$300K
FEP icon
1052
First Trust Europe AlphaDEX Fund
FEP
$534M
$838K 0.01%
24,079
+3,565
+17% +$122K
SAP icon
1053
SAP
SAP
$238B
$837K 0.01%
7,987
+3,542
+80% +$365K
SGOL icon
1054
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$836K 0.01%
69,470
+2,320
+3% +$28.3K
DBEU icon
1055
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
$834K 0.01%
30,456
-211,220
-87% -$5.89M
FXL icon
1056
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$834K 0.01%
19,072
+2,458
+15% +$107K
BOH icon
1057
Bank of Hawaii
BOH
$3.13B
$833K 0.01%
10,043
-1,374
-12% -$111K
FM
1058
DELISTED
iShares Frontier and Select EM ETF
FM
$833K 0.01%
29,119
-128
-0.4% -$3.7K
GDV icon
1059
Gabelli Dividend & Income Trust
GDV
$2.66B
$829K 0.01%
38,220
-1,068
-3% -$22.9K
DBEM icon
1060
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
$828K 0.01%
37,910
+4,710
+14% +$101K
ANDX
1061
DELISTED
Andeavor Logistics LP
ANDX
$828K 0.01%
16,010
-84
-0.5% -$4.41K
SJI
1062
DELISTED
South Jersey Industries, Inc.
SJI
$826K 0.01%
24,200
+55
+0.2% +$2K
SABA
1063
Saba Capital Income & Opportunities Fund II
SABA
$223M
$824K 0.01%
61,385
-16,663
-21% -$222K
SEP
1064
DELISTED
Spectra Engy Parters Lp
SEP
$824K 0.01%
19,207
-457
-2% -$19.9K
RF icon
1065
Regions Financial
RF
$26.8B
$823K 0.01%
56,183
-87,397
-61% -$1.23M
EG icon
1066
Everest Group
EG
$14.4B
$822K 0.01%
3,230
+953
+42% +$235K
KBE icon
1067
State Street SPDR S&P Bank ETF
KBE
$1.71B
$822K 0.01%
18,929
-29,165
-61% -$1.24M
FXZ icon
1068
First Trust Materials AlphaDEX Fund
FXZ
$386M
$821K 0.01%
21,260
-4,946
-19% -$188K
GDXJ icon
1069
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$821K 0.01%
24,615
+8,396
+52% +$280K
OAK
1070
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$821K 0.01%
17,635
+3,085
+21% +$143K
GNTX icon
1071
Gentex
GNTX
$5.07B
$820K 0.01%
43,194
+7,986
+23% +$156K
SBI
1072
Western Asset Intermediate Muni Fund
SBI
$108M
$818K 0.01%
83,142
+4,500
+6% +$44.2K
OAKS
1073
DELISTED
Five Oaks Investment Corp.
OAKS
$818K 0.01%
167,672
+100,441
+149% +$528K
MFIC icon
1074
MidCap Financial Investment
MFIC
$804M
$817K 0.01%
42,613
+25,439
+148% +$495K
EWJ icon
1075
iShares MSCI Japan ETF
EWJ
$22.8B
$814K 0.01%
15,176
-2,301
-13% -$122K
41 42
43
44 45

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q2 2017 Portfolio in Review

As of Q2 2017, Ladenburg Thalmann Financial Services held 5,206 positions worth $8.51B, up 7.9% from $7.89B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $473M of net new capital in Q2 2017, opening 201 new positions and adding to 2,246 existing holdings. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 20,088 shares worth $1.02M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $71.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2017 buy was First Trust Smith Opportunistic Fixed Income ETF: 20,088 shares worth $1.02M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q2 2017, an estimated $49.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $71.7M.
  • Ladenburg Thalmann Financial Services fully exited Energy Transfer Partners L.p. in Q2 2017, selling an estimated $5.29M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $8.51B portfolio in Q2 2017.
  • Ladenburg Thalmann Financial Services opened 201 new positions and closed 171 in Q2 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.9% quarter-over-quarter to $8.51B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2017, filed 14 Aug 2017.