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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITM icon
1026
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.07M 0.01%
22,305
-654
-3% -$31.5K
PSP icon
1027
Invesco Global Listed Private Equity ETF
PSP
$245M
$1.07M 0.01%
17,230
+1,334
+8% +$84.1K
TEI
1028
Templeton Emerging Markets Income Fund
TEI
$323M
$1.07M 0.01%
95,935
+2,389
+3% +$27.5K
FEMS icon
1029
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$253M
$1.07M 0.01%
24,678
+1,809
+8% +$75.4K
EZU icon
1030
iShare MSCI Eurozone ETF
EZU
$9.9B
$1.07M 0.01%
24,575
-41,966
-63% -$1.82M
IEV icon
1031
iShares Europe ETF
IEV
$1.7B
$1.06M 0.01%
22,564
+744
+3% +$34.9K
ZION icon
1032
Zions Bancorporation
ZION
$10.3B
$1.06M 0.01%
20,935
+10,955
+110% +$525K
CMS icon
1033
CMS Energy
CMS
$21.8B
$1.06M 0.01%
22,469
+385
+2% +$18.6K
UCTT
1034
Ultra Clean Holdings
UCTT
$3.84B
$1.06M 0.01%
45,930
+18,033
+65% +$462K
DFJ icon
1035
WisdomTree Japan SmallCap Dividend Fund
DFJ
$399M
$1.06M 0.01%
13,144
+7,493
+133% +$583K
DWX icon
1036
State Street SPDR S&P International Dividend ETF
DWX
$530M
$1.06M 0.01%
25,619
+4,747
+23% +$193K
WHR icon
1037
Whirlpool
WHR
$2.72B
$1.05M 0.01%
6,253
+945
+18% +$160K
USIG icon
1038
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$1.05M 0.01%
18,784
+12,608
+204% +$705K
PMF
1039
DELISTED
PIMCO Municipal Income Fund
PMF
$1.05M 0.01%
80,789
-9,547
-11% -$126K
FXO icon
1040
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.05M 0.01%
33,529
+899
+3% +$27.6K
TDIV icon
1041
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$1.05M 0.01%
29,840
+12,024
+67% +$413K
UFPI icon
1042
UFP Industries
UFPI
$5.02B
$1.05M 0.01%
27,888
+24,303
+678% +$893K
FEP icon
1043
First Trust Europe AlphaDEX Fund
FEP
$531M
$1.05M 0.01%
26,799
-577
-2% -$22K
IRT icon
1044
Independence Realty Trust
IRT
$3.98B
$1.05M 0.01%
103,765
+18,289
+21% +$189K
TUP
1045
DELISTED
Tupperware Brands Corporation
TUP
$1.05M 0.01%
16,690
-1,239
-7% -$75.9K
EWBC icon
1046
East-West Bancorp
EWBC
$18B
$1.04M 0.01%
17,191
+588
+4% +$35K
QAI icon
1047
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$1.04M 0.01%
34,325
+5,455
+19% +$165K
AON icon
1048
Aon
AON
$75.8B
$1.04M 0.01%
7,779
+644
+9% +$91.7K
LADR
1049
Ladder Capital
LADR
$1.22B
$1.04M 0.01%
76,259
+24,834
+48% +$340K
TSS
1050
DELISTED
Total System Services, Inc.
TSS
$1.04M 0.01%
13,134
+282
+2% +$20.5K
40 41
42
43 44

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.