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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIC
1026
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$736K 0.01%
8,992
+204
+2% +$16.7K
TTM
1027
DELISTED
Tata Motors Limited
TTM
$734K 0.01%
21,363
-25,969
-55% -$958K
FM
1028
DELISTED
iShares Frontier and Select EM ETF
FM
$734K 0.01%
29,557
-912
-3% -$22.9K
IIPR icon
1029
Innovative Industrial Properties
IIPR
$1.67B
$733K 0.01%
+40,324
New +$704K
RQI icon
1030
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$733K 0.01%
60,397
+3,277
+6% +$39K
AEE icon
1031
Ameren
AEE
$29.8B
$732K 0.01%
13,954
+881
+7% +$43.7K
ALE
1032
DELISTED
Allete
ALE
$732K 0.01%
11,421
+1,314
+13% +$80.3K
PCAR icon
1033
PACCAR
PCAR
$69.8B
$732K 0.01%
17,157
-3,141
-15% -$127K
SPDW icon
1034
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$729K 0.01%
28,409
+5,761
+25% +$149K
SEP
1035
DELISTED
Spectra Engy Parters Lp
SEP
$726K 0.01%
15,824
+2,231
+16% +$97K
IQDF icon
1036
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$725K 0.01%
32,194
-806
-2% -$18K
BOCH
1037
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$724K 0.01%
76,175
– –
ISRG icon
1038
Intuitive Surgical
ISRG
$142B
$720K 0.01%
10,188
+1,764
+21% +$130K
AON icon
1039
Aon
AON
$75.6B
$719K 0.01%
6,431
+764
+13% +$85.1K
CMP icon
1040
Compass Minerals
CMP
$1.13B
$719K 0.01%
9,176
+1,378
+18% +$105K
BVN icon
1041
Compañía de Minas Buenaventura
BVN
$8.84B
$718K 0.01%
63,650
-1,680
-3% -$20.1K
NTAP icon
1042
NetApp
NTAP
$38.9B
$717K 0.01%
20,319
+16,575
+443% +$580K
ONB icon
1043
Old National Bancorp
ONB
$10.3B
$717K 0.01%
39,577
+1,820
+5% +$29.2K
FANG icon
1044
Diamondback Energy
FANG
$56.5B
$715K 0.01%
7,378
+51
+0.7% +$5.09K
MASI
1045
DELISTED
Masimo
MASI
$713K 0.01%
10,576
+9,576
+958% +$589K
HUM icon
1046
Humana
HUM
$44.8B
$712K 0.01%
3,500
-266
-7% -$50.7K
DPG
1047
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$710K 0.01%
45,768
+6,829
+18% +$106K
SKX
1048
DELISTED
Skechers
SKX
$708K 0.01%
28,791
+7,539
+35% +$174K
EPRF icon
1049
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.3M
$707K 0.01%
30,474
+9,219
+43% +$222K
HQH
1050
abrdn Healthcare Investors
HQH
$1.34B
$705K 0.01%
33,390
-243
-0.7% -$5.41K
40 41
42
43 44

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.