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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKL icon
1001
Markel Group
MKL
$22.8B
$1.08M 0.01%
1,039
+42
+4% +$45.9K
MMD
1002
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$1.08M 0.01%
55,237
+2,570
+5% +$49.9K
TEI
1003
Templeton Emerging Markets Income Fund
TEI
$323M
$1.08M 0.01%
111,922
+7,537
+7% +$72.6K
SPH icon
1004
Suburban Propane Partners
SPH
$1.17B
$1.08M 0.01%
55,673
+23,674
+74% +$533K
PMF
1005
DELISTED
PIMCO Municipal Income Fund
PMF
$1.08M 0.01%
85,770
+17,238
+25% +$215K
STM icon
1006
STMicroelectronics
STM
$49.1B
$1.08M 0.01%
77,556
-4,581
-6% -$68.6K
UYG icon
1007
ProShares Ultra Financials
UYG
$849M
$1.08M 0.01%
32,961
-2,223
-6% -$85.1K
RY icon
1008
Royal Bank of Canada
RY
$292B
$1.07M 0.01%
15,681
+987
+7% +$72K
IDE
1009
Voya Infrastructure, Industrials and Materials Fund
IDE
$200M
$1.07M 0.01%
96,698
+87,162
+914% +$1.13M
UAA icon
1010
Under Armour
UAA
$2.29B
$1.07M 0.01%
60,508
-9,303
-13% -$191K
HAS icon
1011
Hasbro
HAS
$13.7B
$1.07M 0.01%
13,258
+4,373
+49% +$407K
JHD
1012
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$1.07M 0.01%
108,075
-1,920
-2% -$19K
DINO icon
1013
HF Sinclair
DINO
$15.2B
$1.06M 0.01%
20,811
+2,245
+12% +$138K
AWR icon
1014
American States Water
AWR
$3.47B
$1.06M 0.01%
15,972
+6,467
+68% +$415K
HCA icon
1015
HCA Healthcare
HCA
$89.1B
$1.06M 0.01%
8,561
+2,878
+51% +$386K
PFL
1016
PIMCO Income Strategy Fund
PFL
$388M
$1.06M 0.01%
97,801
+50,477
+107% +$556K
PFM icon
1017
Invesco Dividend Achievers ETF
PFM
$810M
$1.06M 0.01%
42,805
-2,551
-6% -$67.1K
CHKP icon
1018
Check Point Software Technologies
CHKP
$13.2B
$1.06M 0.01%
10,236
-3,178
-24% -$349K
RL icon
1019
Ralph Lauren
RL
$23.7B
$1.06M 0.01%
10,211
+1,179
+13% +$139K
FFTY icon
1020
CapForce IBD 50 ETF
FFTY
$79.5M
$1.05M 0.01%
38,207
-1,355
-3% -$42K
TLTD icon
1021
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$686M
$1.05M 0.01%
18,975
-1,431
-7% -$85K
SPFF icon
1022
Global X SuperIncome Preferred ETF
SPFF
$142M
$1.05M 0.01%
95,395
+3,345
+4% +$38K
GBF icon
1023
iShares Government/Credit Bond ETF
GBF
$128M
$1.05M 0.01%
9,497
+7,144
+304% +$779K
ETW
1024
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$1.05M 0.01%
109,890
+17,901
+19% +$191K
SU icon
1025
Suncor Energy
SU
$74B
$1.05M 0.01%
37,450
+4,027
+12% +$134K
39 40
41
42 43

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.