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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
1001
iShares China Large-Cap ETF
FXI
$4.25B
$1.23M 0.01%
28,825
-440
-2% -$18.6K
ABMD
1002
DELISTED
Abiomed Inc
ABMD
$1.23M 0.01%
2,729
+377
+16% +$149K
EMHY icon
1003
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$1.23M 0.01%
26,580
+7,885
+42% +$361K
NVO
1004
Novo Nordisk
NVO
$207B
$1.22M 0.01%
51,926
+1,134
+2% +$27.7K
OC icon
1005
Owens Corning
OC
$12.6B
$1.22M 0.01%
22,755
-697
-3% -$42K
EA
1006
DELISTED
Electronic Arts
EA
$1.22M 0.01%
10,174
-256
-2% -$33K
RSPF icon
1007
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$1.22M 0.01%
28,310
-6,391
-18% -$280K
BPY
1008
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.22M 0.01%
58,368
+4,948
+9% +$98.8K
MVF
1009
DELISTED
BlackRock MuniVest Fund
MVF
$1.22M 0.01%
139,132
+35,138
+34% +$308K
THO icon
1010
Thor Industries
THO
$4.23B
$1.22M 0.01%
14,559
-5,861
-29% -$561K
FEZ icon
1011
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$1.21M 0.01%
31,620
-11,791
-27% -$456K
CAH icon
1012
Cardinal Health
CAH
$55.9B
$1.21M 0.01%
22,395
+3,408
+18% +$174K
FUN icon
1013
Cedar Fair
FUN
$1.63B
$1.2M 0.01%
22,954
-1,266
-5% -$70K
SQM icon
1014
Sociedad Química y Minera de Chile
SQM
$20.6B
$1.2M 0.01%
26,154
-4,013
-13% -$185K
UUP icon
1015
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$1.2M 0.01%
47,305
-4,305
-8% -$108K
RWK icon
1016
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$1.19M 0.01%
19,002
-3,317
-15% -$210K
ICVT icon
1017
iShares Convertible Bond ETF
ICVT
$7.44B
$1.19M 0.01%
19,926
+4,525
+29% +$267K
EIX icon
1018
Edison International
EIX
$26.9B
$1.19M 0.01%
17,522
-516
-3% -$34.5K
MKL icon
1019
Markel Group
MKL
$22.8B
$1.19M 0.01%
997
+81
+9% +$95.3K
PBA icon
1020
Pembina Pipeline
PBA
$28.3B
$1.19M 0.01%
34,870
-2,313
-6% -$80.3K
TYG
1021
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$1.19M 0.01%
10,893
-296
-3% -$33.1K
EMQQ icon
1022
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$276M
$1.18M 0.01%
36,885
+588
+2% +$20.1K
HTGC icon
1023
Hercules Capital
HTGC
$3.12B
$1.18M 0.01%
89,817
-855
-0.9% -$11.4K
IBND icon
1024
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$1.18M 0.01%
35,250
-6,559
-16% -$221K
VICR icon
1025
Vicor
VICR
$9.72B
$1.18M 0.01%
25,667
-9,045
-26% -$497K
39 40
41
42 43

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.