We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTSH icon
1001
Cognizant
CTSH
$26B
$1.12M 0.01%
15,835
-2,951
-16% -$216K
OPPE
1002
WisdomTree European Opportunities Fund
OPPE
$295M
$1.12M 0.01%
36,151
-4,507
-11% -$139K
AMJ
1003
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.12M 0.01%
40,874
-3,166
-7% -$85.9K
ILF icon
1004
iShares Latin America 40 ETF
ILF
$3.83B
$1.12M 0.01%
32,850
+9,768
+42% +$332K
NEA icon
1005
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$1.12M 0.01%
81,578
-2,535
-3% -$34.8K
CHI
1006
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$1.12M 0.01%
100,076
+9,696
+11% +$111K
GDV icon
1007
Gabelli Dividend & Income Trust
GDV
$2.66B
$1.11M 0.01%
47,412
+6,280
+15% +$142K
UDIV icon
1008
Franklin US Core Dividend Tilt Index ETF
UDIV
$146M
$1.11M 0.01%
38,190
+8,010
+27% +$228K
ADNT icon
1009
Adient
ADNT
$1.5B
$1.11M 0.01%
14,108
+162
+1% +$13.1K
AGZ icon
1010
iShares Agency Bond ETF
AGZ
$565M
$1.11M 0.01%
9,812
+451
+5% +$51.1K
DXC icon
1011
DXC Technology
DXC
$1.73B
$1.11M 0.01%
13,500
+4,646
+52% +$375K
ACP
1012
abrdn Income Credit Strategies Fund
ACP
$637M
$1.11M 0.01%
81,572
+47
+0.1% +$648
EEFT icon
1013
Euronet Worldwide
EEFT
$2.7B
$1.1M 0.01%
13,052
-4,882
-27% -$452K
CF icon
1014
CF Industries
CF
$17.3B
$1.1M 0.01%
25,829
+1,151
+5% +$43.4K
ROL icon
1015
Rollins
ROL
$18.2B
$1.1M 0.01%
53,089
+34,362
+183% +$702K
MPA icon
1016
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$1.1M 0.01%
76,362
-2,350
-3% -$33.6K
QRVO icon
1017
Qorvo
QRVO
$8.74B
$1.09M 0.01%
16,406
-3,829
-19% -$279K
TSM icon
1018
TSMC
TSM
$2.18T
$1.09M 0.01%
27,413
+8,007
+41% +$324K
BCE icon
1019
BCE
BCE
$21.2B
$1.09M 0.01%
22,629
+1,363
+6% +$64.9K
CERN
1020
DELISTED
Cerner Corp
CERN
$1.09M 0.01%
16,113
-109
-0.7% -$7.53K
CAH icon
1021
Cardinal Health
CAH
$55.4B
$1.09M 0.01%
17,715
+5,403
+44% +$334K
ETG
1022
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$1.09M 0.01%
62,631
-22,744
-27% -$392K
PNW icon
1023
Pinnacle West Capital
PNW
$12.2B
$1.08M 0.01%
12,708
+999
+9% +$88.2K
URA icon
1024
Global X Uranium ETF
URA
$6.27B
$1.08M 0.01%
71,675
+18,552
+35% +$258K
DGS icon
1025
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1.08M 0.01%
20,695
+2,194
+12% +$109K
39 40
41
42 43

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.