We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
1001
Calumet Specialty Products
CLMT
$4.05B
$427K 0.01%
19,026
+5,591
+42% +$145K
PBCT
1002
DELISTED
People's United Financial Inc
PBCT
$427K 0.01%
28,186
-4,356
-13% -$63.8K
IQDF icon
1003
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$426K 0.01%
+17,291
New +$445K
SCHH icon
1004
Schwab US REIT ETF
SCHH
$11.1B
$425K 0.01%
21,826
+1,362
+7% +$25.5K
DCT
1005
DELISTED
DCT Industrial Trust Inc.
DCT
$425K 0.01%
11,929
+29
+0.2% +$968
KLAC icon
1006
KLA
KLAC
$262B
$424K 0.01%
60,470
+28,980
+92% +$214K
FCG icon
1007
First Trust Natural Gas ETF
FCG
$651M
$420K 0.01%
7,491
+398
+6% +$27.5K
BCS.PRD.CL
1008
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$420K 0.01%
16,125
+7,000
+77% +$182K
FYX icon
1009
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$418K 0.01%
8,617
+491
+6% +$23K
VNDA icon
1010
Vanda Pharmaceuticals
VNDA
$298M
$418K 0.01%
29,175
– –
WDC icon
1011
Western Digital
WDC
$151B
$418K 0.01%
5,059
+2,893
+134% +$218K
MSI icon
1012
Motorola Solutions
MSI
$77.3B
$417K 0.01%
6,228
+188
+3% +$12K
VMC icon
1013
Vulcan Materials
VMC
$37.3B
$417K 0.01%
6,343
+30
+0.5% +$1.89K
SPYG icon
1014
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$416K 0.01%
17,164
+4,568
+36% +$108K
SRLN icon
1015
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$416K 0.01%
8,522
+2,975
+54% +$146K
FIF
1016
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$416K 0.01%
17,458
+5,584
+47% +$129K
FEP icon
1017
First Trust Europe AlphaDEX Fund
FEP
$532M
$415K 0.01%
14,137
-55
-0.4% -$1.64K
VCR icon
1018
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$412K 0.01%
3,519
+1,363
+63% +$152K
MWE
1019
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$412K 0.01%
6,147
+845
+16% +$58.9K
ATO icon
1020
Atmos Energy
ATO
$28.6B
$411K 0.01%
7,378
+3,050
+70% +$161K
PBPB
1021
DELISTED
Potbelly
PBPB
$411K 0.01%
31,930
+12,000
+60% +$152K
HYLD
1022
DELISTED
High Yield ETF
HYLD
$410K 0.01%
9,961
-327
-3% -$15.1K
FISV
1023
Fiserv Inc
FISV
$28B
$406K 0.01%
11,412
+648
+6% +$22.2K
PHK
1024
PIMCO High Income Fund
PHK
$875M
$406K 0.01%
36,071
-9,745
-21% -$117K
UAL icon
1025
United Airlines
UAL
$41B
$406K 0.01%
6,027
+5,374
+823% +$298K
39 40
41
42 43

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.