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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
976
First Trust Utilities AlphaDEX Fund
FXU
$823M
$1.11M 0.01%
41,631
+25,140
+152% +$703K
ETG
977
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$1.11M 0.01%
82,042
+10,379
+14% +$161K
SPLB icon
978
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$1.11M 0.01%
43,791
+39,149
+843% +$990K
LITE icon
979
Lumentum
LITE
$63.8B
$1.11M 0.01%
26,353
+7,593
+40% +$374K
MMU
980
Western Asset Managed Municipals Fund
MMU
$552M
$1.11M 0.01%
87,253
+2,622
+3% +$31.9K
IRT icon
981
Independence Realty Trust
IRT
$3.93B
$1.11M 0.01%
120,481
-2,356
-2% -$23.3K
USO icon
982
United States Oil Fund
USO
$1.8B
$1.1M 0.01%
14,268
-1,276
-8% -$128K
SBRA icon
983
Sabra Healthcare REIT
SBRA
$5.07B
$1.1M 0.01%
66,924
+4,637
+7% +$93.3K
DPZ icon
984
Domino's
DPZ
$11.8B
$1.1M 0.01%
4,445
-1,592
-26% -$419K
CORR
985
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$1.1M 0.01%
33,286
+9,782
+42% +$350K
LGIH icon
986
LGI Homes
LGIH
$1.34B
$1.1M 0.01%
24,331
+16,566
+213% +$700K
HXL icon
987
Hexcel
HXL
$7.6B
$1.1M 0.01%
19,164
+321
+2% +$19.4K
WBS icon
988
Webster Financial
WBS
$12.8B
$1.1M 0.01%
22,269
-667
-3% -$38.1K
XLC icon
989
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$1.1M 0.01%
26,263
-7,133
-21% -$320K
PEGI
990
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.09M 0.01%
58,773
+1,151
+2% +$22.4K
RSPU icon
991
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
$1.09M 0.01%
24,626
+4,988
+25% +$226K
EAD
992
Allspring Income Opportunities Fund
EAD
$381M
$1.09M 0.01%
151,072
+12,770
+9% +$96.8K
REZ icon
993
iShares Residential and Multisector Real Estate ETF
REZ
$842M
$1.09M 0.01%
17,508
-538
-3% -$34.2K
NTR icon
994
Nutrien
NTR
$32.1B
$1.09M 0.01%
23,227
+3,730
+19% +$195K
QDEF icon
995
FlexShares Quality Dividend Defensive Index Fund
QDEF
$560M
$1.09M 0.01%
27,530
-3,519
-11% -$155K
GLOF icon
996
iShares Global Equity Factor ETF
GLOF
$221M
$1.09M 0.01%
41,913
+29,228
+230% +$821K
PAA icon
997
Plains All American Pipeline
PAA
$16.3B
$1.09M 0.01%
54,223
-9,820
-15% -$224K
BPY
998
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.08M 0.01%
67,004
+8,636
+15% +$158K
LALT
999
DELISTED
Invesco Multi-Strategy Alternative ETF
LALT
$1.08M 0.01%
49,820
+48,820
+4,882% +$1.08M
ALE
1000
DELISTED
Allete
ALE
$1.08M 0.01%
14,155
+807
+6% +$62.4K
38 39
40
41 42

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.