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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVYE icon
901
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$900K 0.01%
26,039
+4,356
+20% +$152K
RS icon
902
Reliance Steel & Aluminium
RS
$21.6B
$900K 0.01%
11,306
-3,584
-24% -$273K
SUNS
903
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$897K 0.01%
54,578
– –
BSCK
904
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$896K 0.01%
42,250
+9,788
+30% +$209K
IGM icon
905
iShares Expanded Tech Sector ETF
IGM
$10.7B
$892K 0.01%
43,236
-12,780
-23% -$263K
EMD
906
Western Asset Emerging Markets Debt Fund
EMD
$610M
$891K 0.01%
60,433
+47,651
+373% +$720K
CWCO icon
907
Consolidated Water Co
CWCO
$517M
$887K 0.01%
81,704
-2,815
-3% -$31K
SLYG icon
908
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$887K 0.01%
17,048
+908
+6% +$44.5K
PETS icon
909
PetMed Express
PETS
$42.3M
$886K 0.01%
38,383
+5,132
+15% +$110K
DGX icon
910
Quest Diagnostics
DGX
$26.2B
$883K 0.01%
9,638
-631
-6% -$54.4K
RA
911
Brookfield Real Assets Income Fund
RA
$706M
$883K 0.01%
+39,587
New +$868K
CSW
912
CSW Industrials
CSW
$5.72B
$880K 0.01%
23,874
– –
IEO icon
913
iShares US Oil & Gas Exploration & Production ETF
IEO
$585M
$879K 0.01%
13,437
+10,121
+305% +$634K
SPIP icon
914
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$874K 0.01%
31,070
+2,972
+11% +$84.5K
MKC.V icon
915
McCormick & Company Voting
MKC.V
$14.2B
$873K 0.01%
18,746
– –
IMCV icon
916
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$870K 0.01%
18,057
+8,073
+81% +$374K
KYE
917
DELISTED
Kayne Anderson Energy
KYE
$866K 0.01%
73,330
-13,418
-15% -$152K
WAT icon
918
Waters Corp
WAT
$40.7B
$864K 0.01%
6,426
-166
-3% -$23.7K
AFB
919
AllianceBernstein National Municipal Income Fund
AFB
$315M
$860K 0.01%
65,041
+3,736
+6% +$50.9K
IYY icon
920
iShares Dow Jones US ETF
IYY
$3.06B
$858K 0.01%
15,308
+3,226
+27% +$177K
BHP icon
921
BHP
BHP
$229B
$857K 0.01%
26,841
+2,552
+11% +$82.6K
UAL icon
922
United Airlines
UAL
$41B
$857K 0.01%
11,794
+617
+6% +$39.3K
HQL
923
abrdn Life Sciences Investors
HQL
$642M
$855K 0.01%
50,337
+1,931
+4% +$33.9K
JWN
924
DELISTED
Nordstrom
JWN
$855K 0.01%
17,546
-1,572
-8% -$85.4K
EWA icon
925
iShares MSCI Australia ETF
EWA
$1.46B
$853K 0.01%
42,126
+7,577
+22% +$156K
35 36
37
38 39

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.