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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
876
DELISTED
Comerica
CMA
$1.5M 0.01%
16,620
+919
+6% +$87.7K
AIF
877
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.5M 0.01%
96,497
+628
+0.7% +$9.76K
WCN
878
Waste Connections
WCN
$42B
$1.49M 0.01%
18,734
+574
+3% +$45.1K
EVRG icon
879
Evergy
EVRG
$18.9B
$1.49M 0.01%
+27,091
New +$1.53M
FE icon
880
FirstEnergy
FE
$27.1B
$1.49M 0.01%
40,001
-17,684
-31% -$646K
UAA icon
881
Under Armour
UAA
$2.29B
$1.48M 0.01%
69,811
+326
+0.5% +$6.79K
IHE icon
882
iShares US Pharmaceuticals ETF
IHE
$1.65B
$1.48M 0.01%
26,433
+14,760
+126% +$807K
JSMD icon
883
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$1.48M 0.01%
32,342
-789
-2% -$35.6K
AZN icon
884
AstraZeneca
AZN
$246B
$1.48M 0.01%
18,668
-4,758
-20% -$360K
KNOW
885
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$1.48M 0.01%
35,836
+7,222
+25% +$306K
SRET icon
886
Global X SuperDividend REIT ETF
SRET
$228M
$1.47M 0.01%
32,297
+8,948
+38% +$415K
DNB
887
DELISTED
Dun & Bradstreet
DNB
$1.47M 0.01%
10,330
+1
+0% +$136
PETS icon
888
PetMed Express
PETS
$42.3M
$1.47M 0.01%
44,439
+2,213
+5% +$82.7K
SPLK
889
DELISTED
Splunk Inc
SPLK
$1.47M 0.01%
12,133
+2,829
+30% +$313K
DCP
890
DELISTED
DCP Midstream, LP
DCP
$1.46M 0.01%
36,961
-856
-2% -$36K
APO icon
891
Apollo Global Management
APO
$82.8B
$1.46M 0.01%
42,271
-799
-2% -$27.8K
TAP icon
892
Molson Coors Class B
TAP
$7.83B
$1.46M 0.01%
23,750
+8,594
+57% +$568K
J icon
893
Jacobs Solutions
J
$17.3B
$1.46M 0.01%
23,001
-2,349
-9% -$138K
CACI icon
894
CACI
CACI
$14.8B
$1.45M 0.01%
7,889
+6,168
+358% +$1.14M
QDEF icon
895
FlexShares Quality Dividend Defensive Index Fund
QDEF
$560M
$1.45M 0.01%
31,049
-1,389
-4% -$64.3K
IRBT
896
DELISTED
iRobot
IRBT
$1.45M 0.01%
13,141
+5,285
+67% +$497K
BUD icon
897
AB InBev
BUD
$159B
$1.44M 0.01%
16,508
-230
-1% -$22.4K
SBRA icon
898
Sabra Healthcare REIT
SBRA
$5.07B
$1.44M 0.01%
62,287
+1,605
+3% +$36.4K
JEF icon
899
Jefferies Financial Group
JEF
$12.7B
$1.43M 0.01%
72,931
+21,290
+41% +$444K
ADSK icon
900
Autodesk
ADSK
$53.1B
$1.42M 0.01%
9,082
+4,101
+82% +$579K
34 35
36
37 38

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.