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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
826
TC Energy
TRP
$66.3B
$1.63M 0.01%
40,161
-6,728
-14% -$292K
EVF
827
Eaton Vance Senior Income Trust
EVF
$91.4M
$1.62M 0.01%
251,660
-15,916
-6% -$102K
PCN
828
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$1.62M 0.01%
88,729
-9,351
-10% -$170K
MELI icon
829
Mercado Libre
MELI
$98.4B
$1.62M 0.01%
4,756
-889
-16% -$301K
RJI
830
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$1.62M 0.01%
289,374
+259,789
+878% +$1.43M
M icon
831
Macy's
M
$6.45B
$1.62M 0.01%
46,565
-16,431
-26% -$611K
PAA icon
832
Plains All American Pipeline
PAA
$16.3B
$1.61M 0.01%
64,043
-3,569
-5% -$89.8K
ALK icon
833
Alaska Air
ALK
$5.4B
$1.61M 0.01%
23,342
-14,928
-39% -$967K
SPYM
834
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$1.6M 0.01%
47,058
+38,945
+480% +$1.3M
NS
835
DELISTED
NuStar Energy L.P.
NS
$1.6M 0.01%
57,400
+28,797
+101% +$763K
PHDG icon
836
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.4M
$1.6M 0.01%
54,059
+53,481
+9,253% +$1.56M
MAA icon
837
Mid-America Apartment Communities
MAA
$15.3B
$1.6M 0.01%
15,973
-1,236
-7% -$125K
PLD icon
838
Prologis
PLD
$133B
$1.59M 0.01%
23,527
+9,317
+66% +$613K
CSM icon
839
ProShares Large Cap Core Plus
CSM
$532M
$1.59M 0.01%
44,038
+238
+0.5% +$8.41K
RPM icon
840
RPM International
RPM
$14.9B
$1.59M 0.01%
24,459
-1,545
-6% -$99.5K
IIM icon
841
Invesco Value Municipal Income Trust
IIM
$595M
$1.59M 0.01%
114,615
+83,258
+266% +$1.18M
BJZ
842
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$1.58M 0.01%
105,964
+3,500
+3% +$51.9K
CHKP icon
843
Check Point Software Technologies
CHKP
$13.2B
$1.58M 0.01%
13,414
+603
+5% +$68.5K
GSIE icon
844
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$1.57M 0.01%
53,193
-4,261
-7% -$126K
USCI icon
845
US Commodity Index
USCI
$376M
$1.57M 0.01%
37,010
+205
+0.6% +$8.58K
HYND
846
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
$1.57M 0.01%
73,009
+71,909
+6,537% +$1.53M
JCI icon
847
Johnson Controls International
JCI
$93.7B
$1.57M 0.01%
44,811
-6,738
-13% -$248K
PBP icon
848
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$1.56M 0.01%
68,884
+3,998
+6% +$89.5K
BOTZ icon
849
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.56B
$1.56M 0.01%
68,191
-24,097
-26% -$538K
GRUB
850
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$1.56M 0.01%
5,619
+4,327
+335% +$1.12M
32 33
34
35 36

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.