We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGV icon
826
iShares Expanded Tech-Software Sector ETF
IGV
$14.9B
$733K 0.01%
35,300
+31,730
+889% +$655K
CTSH icon
827
Cognizant
CTSH
$26.3B
$728K 0.01%
12,163
-3,427
-22% -$221K
BCE icon
828
BCE
BCE
$21.8B
$727K 0.01%
18,784
-2,533
-12% -$107K
EL icon
829
Estee Lauder
EL
$31.8B
$727K 0.01%
8,261
+616
+8% +$52.5K
FEM icon
830
First Trust Emerging Markets AlphaDEX Fund
FEM
$780M
$727K 0.01%
40,489
-24,057
-37% -$455K
FUTY icon
831
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$727K 0.01%
26,061
+18,789
+258% +$522K
BFOR icon
832
Barron's 400 ETF
BFOR
$236M
$725K 0.01%
96,012
-45,104
-32% -$350K
EQIX icon
833
Equinix
EQIX
$102B
$724K 0.01%
2,403
+40
+2% +$11.7K
CWCO icon
834
Consolidated Water Co
CWCO
$517M
$723K 0.01%
59,103
+56,003
+1,807% +$651K
IGLB icon
835
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$717K 0.01%
12,876
+458
+4% +$26K
EWS icon
836
iShares MSCI Singapore ETF
EWS
$1.17B
$716K 0.01%
34,817
-5,598
-14% -$121K
YPRO
837
DELISTED
AdvisorShares YieldPro ETF
YPRO
$716K 0.01%
31,191
+13,115
+73% +$302K
WIN
838
DELISTED
Windstream Holdings Inc
WIN
$714K 0.01%
22,145
-79
-0.4% -$2.54K
MU icon
839
Micron Technology
MU
$970B
$713K 0.01%
50,310
-45,194
-47% -$722K
DPG
840
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$710K 0.01%
48,213
-9,357
-16% -$144K
NMZ icon
841
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$708K 0.01%
51,278
+25,795
+101% +$351K
SABA
842
Saba Capital Income & Opportunities Fund II
SABA
$223M
$708K 0.01%
55,631
+10,379
+23% +$133K
IUSV icon
843
iShares Core S&P US Value ETF
IUSV
$27.8B
$707K 0.01%
16,680
+3,201
+24% +$138K
UN
844
DELISTED
Unilever NV New York Registry Shares
UN
$707K 0.01%
16,362
-304
-2% -$13.3K
DGS icon
845
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$705K 0.01%
20,113
-2,160
-10% -$79.3K
PFM icon
846
Invesco Dividend Achievers ETF
PFM
$810M
$704K 0.01%
34,292
+1,907
+6% +$39.2K
ORC
847
Orchid Island Capital
ORC
$1.32B
$701K 0.01%
14,120
-200
-1% -$9.43K
IHE icon
848
iShares US Pharmaceuticals ETF
IHE
$1.65B
$697K 0.01%
12,939
-48,378
-79% -$2.55M
LNKD
849
DELISTED
LinkedIn Corporation
LNKD
$696K 0.01%
3,084
+549
+22% +$125K
BF.B icon
850
Brown-Forman Class B
BF.B
$12.8B
$695K 0.01%
21,894
+1,116
+5% +$37.2K
32 33
34
35 36

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.