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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.65B
AUM Growth
+$223M
Cap. Flow
+$88M
Cap. Flow %
2.41%
Top 10 Hldgs %
15.39%
Holding
4,183
New
296
Increased
1,637
Reduced
1,037
Closed
153

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$28.7M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$27.6M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$26.5M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$24.5M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$24.4M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$45.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$43.9M
3
SSO icon
ProShares Ultra S&P500
SSO
+$30.8M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$25.6M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$24.4M

Sector Composition

Rank Sector Weight
1 Energy 4.91%
2 Technology 4.51%
3 Industrials 4.05%
4 Financials 4.05%
5 Healthcare 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWSA icon
826
News Corp Class A
NWSA
$15.4B
$439K 0.01%
24,495
-1,625
-6% -$28.1K
SCHG icon
827
Schwab US Large-Cap Growth ETF
SCHG
$63B
$436K 0.01%
71,928
+21,920
+44% +$128K
TXT icon
828
Textron
TXT
$15.3B
$435K 0.01%
11,361
+3,550
+45% +$139K
SWN
829
DELISTED
Southwestern Energy Company
SWN
$435K 0.01%
9,558
+488
+5% +$22.6K
VTNR
830
DELISTED
Vertex Energy, Inc
VTNR
$434K 0.01%
+44,650
New +$383K
JQC icon
831
Nuveen Credit Strategies Income Fund
JQC
$712M
$431K 0.01%
46,022
+5,043
+12% +$47.2K
LM
832
DELISTED
Legg Mason, Inc.
LM
$430K 0.01%
8,371
-1,200
-13% -$57.9K
MSI icon
833
Motorola Solutions
MSI
$76.5B
$429K 0.01%
6,445
+1,037
+19% +$68.2K
TAL
834
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$429K 0.01%
9,680
-183
-2% -$7.96K
FTR
835
DELISTED
Frontier Communications Corp.
FTR
$429K 0.01%
4,901
+1,589
+48% +$137K
AZO icon
836
AutoZone
AZO
$50.1B
$428K 0.01%
797
+102
+15% +$54K
RMT
837
Royce Micro-Cap Trust
RMT
$759M
$426K 0.01%
33,733
-11,027
-25% -$134K
CSQ icon
838
Calamos Strategic Total Return Fund
CSQ
$3.37B
$424K 0.01%
35,327
+18,250
+107% +$210K
SPEM icon
839
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$424K 0.01%
12,542
+5,704
+83% +$188K
GNW icon
840
Genworth Financial
GNW
$3.75B
$423K 0.01%
24,305
-958
-4% -$16.8K
KDP icon
841
Keurig Dr Pepper
KDP
$39.9B
$421K 0.01%
7,185
+1,696
+31% +$95.3K
MSEX icon
842
Middlesex Water
MSEX
$1.09B
$421K 0.01%
19,900
-950
-5% -$19.6K
STAB
843
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$418K 0.01%
36,060
– –
MOS icon
844
The Mosaic Company
MOS
$7.46B
$417K 0.01%
8,438
-392
-4% -$19.3K
CHL
845
DELISTED
China Mobile Limited
CHL
$417K 0.01%
8,587
+1,888
+28% +$90.6K
WLL
846
DELISTED
Whiting Petroleum Corporation
WLL
$416K 0.01%
17
-1
-6% -$22.2K
SVVC
847
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$414K 0.01%
19,493
+6,238
+47% +$130K
CSWC icon
848
Capital Southwest
CSWC
$1.6B
$412K 0.01%
31,157
– –
UN
849
DELISTED
Unilever NV New York Registry Shares
UN
$412K 0.01%
9,409
-816
-8% -$35K
PETM
850
DELISTED
PETSMART INC
PETM
$411K 0.01%
6,877
+3,823
+125% +$241K
32 33
34
35 36

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HAM
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Ladenburg Thalmann Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Ladenburg Thalmann Financial Services held 4,183 positions worth $3.65B, up 6.5% from $3.43B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2014 filing shows 296 new, 1,637 increased, 1,037 reduced and 153 closed positions. Its largest new stake was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $45.6M.

By sector, the portfolio is most concentrated in Energy at 4.9% of assets, up from 4.4% a quarter earlier, followed by Technology and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2014 buy was Fidelity MSCI Industrials Index ETF: 884,194 shares worth $24.9M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $28.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2014 reduction was iShares Core S&P 500 ETF, cutting an estimated $45.6M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Peru and Global Exposure ETF in Q2 2014, selling an estimated $1.94M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.65B portfolio in Q2 2014.
  • Ladenburg Thalmann Financial Services opened 296 new positions and closed 153 in Q2 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.5% quarter-over-quarter to $3.65B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2014, filed 14 Aug 2014.