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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FE icon
801
FirstEnergy
FE
$27.1B
$2.07M 0.01%
42,941
-8,629
-17% -$391K
VIOO icon
802
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$2.07M 0.01%
28,994
-940
-3% -$66.5K
BRO icon
803
Brown & Brown
BRO
$23.9B
$2.07M 0.01%
57,314
-149
-0.3% -$5.33K
SXT icon
804
Sensient Technologies
SXT
$5.61B
$2.06M 0.01%
30,055
-71
-0.2% -$4.84K
DEM icon
805
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$2.06M 0.01%
49,775
-3,298
-6% -$141K
CRI icon
806
Carter's
CRI
$1.46B
$2.05M 0.01%
22,493
+187
+0.8% +$17K
AIF
807
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.05M 0.01%
135,110
+21,114
+19% +$314K
NOW icon
808
ServiceNow
NOW
$132B
$2.04M 0.01%
40,320
-4,000
-9% -$218K
RCS
809
PIMCO Strategic Income Fund
RCS
$249M
$2.04M 0.01%
220,762
+12,531
+6% +$120K
SPLB icon
810
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$2.04M 0.01%
67,788
+14,435
+27% +$426K
BIDU icon
811
Baidu
BIDU
$35.9B
$2.03M 0.01%
19,784
+658
+3% +$70.7K
ILF icon
812
iShares Latin America 40 ETF
ILF
$3.73B
$2.03M 0.01%
64,370
-1,020
-2% -$32.9K
ISD
813
PGIM High Yield Bond Fund
ISD
$419M
$2.03M 0.01%
135,962
+444
+0.3% +$6.49K
ABR icon
814
Arbor Realty Trust
ABR
$998M
$2.03M 0.01%
154,552
+35,463
+30% +$443K
WCN
815
Waste Connections
WCN
$42B
$2.02M 0.01%
21,925
-581
-3% -$53.7K
DFJ icon
816
WisdomTree Japan SmallCap Dividend Fund
DFJ
$397M
$2M 0.01%
29,128
+22,767
+358% +$1.51M
RF icon
817
Regions Financial
RF
$26.9B
$2M 0.01%
126,804
+55
+0% +$831
OKTA icon
818
Okta
OKTA
$26.1B
$2M 0.01%
20,275
+2,995
+17% +$374K
AON icon
819
Aon
AON
$75.6B
$1.98M 0.01%
10,221
-99
-1% -$19.1K
SRI icon
820
Stoneridge
SRI
$193M
$1.98M 0.01%
63,851
– –
QEFA icon
821
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$1.97M 0.01%
31,291
+22,920
+274% +$1.43M
CZA icon
822
Invesco Zacks Mid-Cap ETF
CZA
$192M
$1.97M 0.01%
27,034
+2,166
+9% +$155K
EXR icon
823
Extra Space Storage
EXR
$31B
$1.97M 0.01%
16,827
+2,457
+17% +$284K
LH icon
824
Labcorp
LH
$26.1B
$1.96M 0.01%
13,597
-376
-3% -$54.9K
IPAY icon
825
Amplify Mobile Payments ETF
IPAY
$182M
$1.95M 0.01%
41,919
+19,133
+84% +$918K
31 32
33
34 35

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.