We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDF
801
Templeton Dragon Fund
TDF
$278M
$1.72M 0.01%
86,394
+82,041
+1,885% +$1.69M
GPT
802
DELISTED
Gramercy Property Trust
GPT
$1.72M 0.01%
62,705
-8,417
-12% -$230K
AVB icon
803
AvalonBay Communities
AVB
$26B
$1.72M 0.01%
9,488
-116
-1% -$20.7K
IIPR icon
804
Innovative Industrial Properties
IIPR
$1.67B
$1.71M 0.01%
35,438
+13,852
+64% +$530K
TTE icon
805
TotalEnergies
TTE
$195B
$1.71M 0.01%
2,432,094
-623,050
-20% -$426K
AGZD icon
806
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$1.71M 0.01%
71,124
+28,600
+67% +$686K
CME icon
807
CME Group
CME
$93.2B
$1.71M 0.01%
9,992
-400
-4% -$67.3K
DHC
808
Diversified Healthcare Trust
DHC
$1.98B
$1.7M 0.01%
96,575
+10,850
+13% +$199K
HFWA icon
809
Heritage Financial
HFWA
$1.21B
$1.69M 0.01%
48,112
+2,220
+5% +$79.7K
MCK icon
810
McKesson
MCK
$105B
$1.69M 0.01%
12,751
-3,175
-20% -$414K
ETV
811
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
$1.69M 0.01%
104,804
-569,625
-84% -$9.08M
IXJ icon
812
iShares Global Healthcare ETF
IXJ
$4.23B
$1.69M 0.01%
26,812
+9,102
+51% +$550K
ETJ
813
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$1.69M 0.01%
169,487
+46,837
+38% +$460K
CIM
814
Chimera Investment
CIM
$996M
$1.67M 0.01%
30,763
+8,529
+38% +$480K
IQV icon
815
IQVIA
IQV
$40.1B
$1.67M 0.01%
12,901
+5,961
+86% +$716K
MLM icon
816
Martin Marietta Materials
MLM
$33.3B
$1.67M 0.01%
9,193
-1,257
-12% -$259K
EWC icon
817
iShares MSCI Canada ETF
EWC
$6.48B
$1.66M 0.01%
57,845
+245
+0.4% +$7.06K
BAB icon
818
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$1.66M 0.01%
57,172
-129,285
-69% -$3.8M
KWEB icon
819
KraneShares CSI China Internet ETF
KWEB
$5.56B
$1.66M 0.01%
33,994
+19,719
+138% +$1.05M
PPG icon
820
PPG Industries
PPG
$25.8B
$1.65M 0.01%
15,119
-774
-5% -$84.4K
MCHP icon
821
Microchip Technology
MCHP
$44B
$1.65M 0.01%
41,980
-1,496
-3% -$66.1K
LRCX icon
822
Lam Research
LRCX
$390B
$1.64M 0.01%
108,380
-99,360
-48% -$1.7M
XLC icon
823
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$1.64M 0.01%
+33,396
New +$1.65M
TD icon
824
Toronto Dominion Bank
TD
$201B
$1.63M 0.01%
26,748
+2,972
+13% +$177K
GGM
825
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$1.63M 0.01%
73,875
+46,142
+166% +$1.02M
31 32
33
34 35

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.