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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARLP icon
801
Alliance Resource Partners
ARLP
$3.19B
$1.18M 0.02%
54,569
+546
+1% +$12.4K
VTWO icon
802
Vanguard Russell 2000 ETF
VTWO
$17.3B
$1.18M 0.02%
21,408
+5,604
+35% +$307K
EWY icon
803
iShares MSCI South Korea ETF
EWY
$25.2B
$1.18M 0.02%
19,072
-582
-3% -$34K
AIRR icon
804
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.6B
$1.18M 0.01%
49,297
-10,378
-17% -$248K
MKC icon
805
McCormick & Company Non-Voting
MKC
$14.3B
$1.18M 0.01%
24,152
-10,798
-31% -$523K
IDU icon
806
iShares US Utilities ETF
IDU
$1.35B
$1.18M 0.01%
18,324
+4,952
+37% +$310K
GRES
807
DELISTED
IQ ARB Global Resources
GRES
$1.18M 0.01%
45,603
+45,353
+18,141% +$1.18M
PMF
808
DELISTED
PIMCO Municipal Income Fund
PMF
$1.18M 0.01%
88,872
+6,165
+7% +$86.4K
EWU icon
809
iShares MSCI United Kingdom ETF
EWU
$4.15B
$1.17M 0.01%
36,011
-9,076
-20% -$288K
ARI
810
Apollo Commercial Real Estate
ARI
$871M
$1.17M 0.01%
62,238
+11,605
+23% +$206K
CVY icon
811
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.17M 0.01%
56,632
-7,998
-12% -$165K
ELV icon
812
Elevance Health
ELV
$86.2B
$1.17M 0.01%
7,087
-238
-3% -$37.9K
NDAQ icon
813
Nasdaq
NDAQ
$53.5B
$1.17M 0.01%
50,556
-780
-2% -$18.1K
HUN icon
814
Huntsman Corp
HUN
$1.82B
$1.17M 0.01%
47,533
-5,334
-10% -$115K
DFE icon
815
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$1.17M 0.01%
19,722
-512
-3% -$29.3K
IGV icon
816
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$1.17M 0.01%
46,060
+17,765
+63% +$428K
IMCV icon
817
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.17M 0.01%
23,559
+5,502
+30% +$271K
SPDW icon
818
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$1.16M 0.01%
42,042
+13,633
+48% +$367K
EWZ icon
819
iShares MSCI Brazil ETF
EWZ
$8.91B
$1.16M 0.01%
30,881
-15,611
-34% -$583K
EZU icon
820
iShare MSCI Eurozone ETF
EZU
$9.88B
$1.16M 0.01%
30,775
+10,769
+54% +$387K
VNQI icon
821
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$1.16M 0.01%
21,696
+5,904
+37% +$307K
BANX
822
ArrowMark Financial
BANX
$196M
$1.15M 0.01%
57,194
+56,694
+11,339% +$1.11M
PFG icon
823
Principal Financial Group
PFG
$24.4B
$1.15M 0.01%
18,233
+630
+4% +$38.4K
JKHY icon
824
Jack Henry & Associates
JKHY
$11B
$1.15M 0.01%
12,307
-313
-2% -$28.8K
MCHP icon
825
Microchip Technology
MCHP
$44.2B
$1.14M 0.01%
30,962
+4,688
+18% +$165K
31 32
33
34 35

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.