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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEM icon
801
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$484K 0.01%
14,570
+2,028
+16% +$70.6K
CMO
802
DELISTED
Capstead Mortgage Corp.
CMO
$482K 0.01%
39,411
-1,142
-3% -$14.9K
SIRI icon
803
SiriusXM
SIRI
$9.65B
$481K 0.01%
13,786
-146
-1% -$5.1K
JMLP
804
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$481K 0.01%
25,000
– –
PSA icon
805
Public Storage
PSA
$60.3B
$476K 0.01%
2,848
+214
+8% +$36.8K
TULP
806
Bloomia Holdings
TULP
$16.3M
$475K 0.01%
22,127
-1,342
-6% -$28.8K
IGD
807
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$525M
$472K 0.01%
50,326
+15,529
+45% +$149K
VRP icon
808
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$472K 0.01%
+19,003
New +$478K
JCI icon
809
Johnson Controls International
JCI
$92.7B
$471K 0.01%
10,185
-2,297
-18% -$116K
MKC icon
810
McCormick & Company Non-Voting
MKC
$14.2B
$471K 0.01%
14,080
+78
+0.6% +$2.68K
PBCT
811
DELISTED
People's United Financial Inc
PBCT
$471K 0.01%
32,542
+20,623
+173% +$306K
CB icon
812
Chubb
CB
$134B
$470K 0.01%
4,486
+795
+22% +$82.9K
AEE icon
813
Ameren
AEE
$29.6B
$469K 0.01%
12,225
+711
+6% +$27.8K
FNV icon
814
Franco-Nevada
FNV
$46.4B
$469K 0.01%
9,590
-72
-0.7% -$4K
EAD
815
Allspring Income Opportunities Fund
EAD
$379M
$468K 0.01%
51,672
+31,321
+154% +$291K
ROK icon
816
Rockwell Automation
ROK
$49.2B
$468K 0.01%
4,257
-670
-14% -$78.7K
ATHN
817
DELISTED
Athenahealth, Inc.
ATHN
$464K 0.01%
3,520
+3,365
+2,171% +$443K
LNCO
818
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$462K 0.01%
15,958
-545
-3% -$16.5K
FITB
819
Fifth Third Bancorp
FITB
$51.9B
$461K 0.01%
23,035
-5,206
-18% -$107K
RH icon
820
RH
RH
$3.47B
$461K 0.01%
5,796
-2,085
-26% -$174K
SEP
821
DELISTED
Spectra Engy Parters Lp
SEP
$461K 0.01%
8,706
+1,457
+20% +$78.5K
MIDU icon
822
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$80M
$458K 0.01%
27,525
-2,970
-10% -$54.1K
FIW icon
823
First Trust Water ETF
FIW
$1.93B
$455K 0.01%
14,337
-69,445
-83% -$2.3M
VIAB
824
DELISTED
Viacom Inc. Class B
VIAB
$454K 0.01%
5,906
-227
-4% -$18.7K
CYB
825
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$454K 0.01%
17,917
-2,834
-14% -$71.6K
31 32
33
34 35

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.