We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHI icon
801
iShares MSCI China ETF
MCHI
$6.42B
$348K 0.01%
7,552
+3,409
+82% +$150K
UTG icon
802
Reaves Utility Income Fund
UTG
$3.59B
$347K 0.01%
14,137
-45
-0.3% -$1.1K
CCJ icon
803
Cameco
CCJ
$42.4B
$345K 0.01%
19,081
+36
+0.2% +$722
CQP icon
804
Cheniere Energy
CQP
$32.6B
$345K 0.01%
13,073
+598
+5% +$16.8K
UTF icon
805
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$345K 0.01%
17,458
+1,785
+11% +$34.4K
VNDA icon
806
Vanda Pharmaceuticals
VNDA
$304M
$345K 0.01%
31,500
+1,500
+5% +$16K
GOV
807
DELISTED
Government Properties Income Trust
GOV
$345K 0.01%
14,420
+834
+6% +$20.5K
VTRS icon
808
Viatris
VTRS
$18.7B
$344K 0.01%
8,995
-4
-0% -$141
EFF
809
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$344K 0.01%
+19,203
New +$373K
EFT
810
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$341K 0.01%
21,881
+10,000
+84% +$163K
PBR icon
811
Petrobras
PBR
$118B
$341K 0.01%
22,045
+14,502
+192% +$207K
WPM icon
812
Wheaton Precious Metals
WPM
$60.6B
$339K 0.01%
13,734
+3,519
+34% +$83.7K
ABB
813
DELISTED
ABB Ltd
ABB
$337K 0.01%
14,250
+1,696
+14% +$38.2K
DFJ icon
814
WisdomTree Japan SmallCap Dividend Fund
DFJ
$396M
$328K 0.01%
6,407
-591
-8% -$29K
FISV
815
Fiserv Inc
FISV
$27.8B
$328K 0.01%
12,972
+1,140
+10% +$27.6K
TROW icon
816
T. Rowe Price
TROW
$24.3B
$328K 0.01%
4,488
+614
+16% +$45.5K
VMC icon
817
Vulcan Materials
VMC
$37B
$328K 0.01%
6,329
-10,249
-62% -$507K
SLY
818
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$327K 0.01%
6,816
-4,462
-40% -$207K
COF icon
819
Capital One
COF
$134B
$325K 0.01%
4,731
+688
+17% +$46.3K
PWT
820
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$323K 0.01%
14,653
– –
AZO icon
821
AutoZone
AZO
$50.1B
$322K 0.01%
758
-28
-4% -$12K
EDD
822
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$322K 0.01%
23,352
-16,062
-41% -$225K
SWN
823
DELISTED
Southwestern Energy Company
SWN
$322K 0.01%
8,862
– –
MWE
824
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$320K 0.01%
4,426
+60
+1% +$4.11K
OMC icon
825
Omnicom Group
OMC
$23.2B
$319K 0.01%
5,029
+74
+1% +$4.71K
31 32
33
34 35

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.