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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJI
776
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.79M 0.02%
71,362
-88,472
-55% -$2.22M
TIER
777
DELISTED
TIER REIT, Inc.
TIER
$1.79M 0.02%
74,277
-13,432
-15% -$318K
HAL icon
778
Halliburton
HAL
$28.2B
$1.79M 0.01%
43,898
+416
+1% +$17.2K
TWO
779
Two Harbors Investment
TWO
$1.26B
$1.78M 0.01%
29,816
+3,423
+13% +$213K
DPZ icon
780
Domino's
DPZ
$11.8B
$1.78M 0.01%
6,037
-443
-7% -$125K
EVT icon
781
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.18B
$1.78M 0.01%
72,552
-9,788
-12% -$235K
JPC icon
782
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$1.77M 0.01%
191,478
+35,837
+23% +$335K
DBEF icon
783
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$1.77M 0.01%
54,770
+15,025
+38% +$479K
REM icon
784
iShares Mortgage Real Estate ETF
REM
$545M
$1.77M 0.01%
40,655
+18,179
+81% +$811K
CTAS icon
785
Cintas
CTAS
$82.1B
$1.77M 0.01%
35,724
-1,120
-3% -$57.9K
GXC icon
786
State Street SPDR S&P China ETF
GXC
$477M
$1.76M 0.01%
18,239
+246
+1% +$24.4K
GPC icon
787
Genuine Parts
GPC
$18.6B
$1.76M 0.01%
17,730
-251
-1% -$24.6K
JPT
788
DELISTED
Nuveen Preferred and Income Fund
JPT
$1.76M 0.01%
76,909
+22,581
+42% +$525K
SURE icon
789
AdvisorShares Insider Advantage ETF
SURE
$57.5M
$1.76M 0.01%
25,053
+2,654
+12% +$185K
RWX icon
790
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$1.75M 0.01%
45,845
-9,349
-17% -$365K
ICF icon
791
iShares Select U.S. REIT ETF
ICF
$2.07B
$1.75M 0.01%
34,936
-6,380
-15% -$324K
EXPE icon
792
Expedia Group
EXPE
$38.5B
$1.75M 0.01%
13,390
+8,973
+203% +$1.17M
IGLB icon
793
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$1.74M 0.01%
29,941
+3,848
+15% +$225K
IDU icon
794
iShares US Utilities ETF
IDU
$1.37B
$1.74M 0.01%
25,962
+4,414
+20% +$298K
IGM icon
795
iShares Expanded Tech Sector ETF
IGM
$10.7B
$1.74M 0.01%
49,800
-108
-0.2% -$3.67K
LYB icon
796
LyondellBasell Industries
LYB
$20.7B
$1.74M 0.01%
16,923
+782
+5% +$85.5K
HUM icon
797
Humana
HUM
$44.8B
$1.74M 0.01%
5,127
-1,338
-21% -$435K
TSLX icon
798
Sixth Street Specialty
TSLX
$1.78B
$1.73M 0.01%
85,024
-2,534
-3% -$49.6K
RNP icon
799
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$1.73M 0.01%
88,574
-202
-0.2% -$3.97K
QQQE icon
800
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$1.73M 0.01%
36,520
+15,917
+77% +$746K
30 31
32
33 34

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.