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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSX icon
776
Boston Scientific
BSX
$74.2B
$828K 0.02%
44,890
+7,509
+20% +$135K
TSN icon
777
Tyson Foods
TSN
$19.8B
$822K 0.02%
15,440
-113
-0.7% -$5.43K
RY icon
778
Royal Bank of Canada
RY
$294B
$821K 0.02%
14,864
+981
+7% +$55K
RWM icon
779
ProShares Short Russell2000
RWM
$100M
$820K 0.02%
13,415
+4,092
+44% +$251K
EES icon
780
WisdomTree US SmallCap Earnings Fund
EES
$729M
$819K 0.02%
32,430
-3,915
-11% -$102K
DCP
781
DELISTED
DCP Midstream, LP
DCP
$814K 0.02%
32,972
+9,235
+39% +$239K
IFV icon
782
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$810K 0.02%
45,236
-50,477
-53% -$910K
NOBL icon
783
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$810K 0.02%
32,870
+4,838
+17% +$119K
FXO icon
784
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$803K 0.01%
34,665
+22,353
+182% +$527K
PFXF icon
785
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$802K 0.01%
41,666
+1,390
+3% +$27K
DLR icon
786
Digital Realty Trust
DLR
$70.8B
$800K 0.01%
10,572
+2,261
+27% +$163K
MKC.V icon
787
McCormick & Company Voting
MKC.V
$14.2B
$800K 0.01%
18,746
-3,000
-14% -$126K
DATA
788
DELISTED
Tableau Software, Inc.
DATA
$799K 0.01%
8,481
-446
-5% -$40K
PCAR icon
789
PACCAR
PCAR
$69.7B
$798K 0.01%
25,248
-1,035
-4% -$35.3K
PNQI icon
790
Invesco NASDAQ Internet ETF
PNQI
$545M
$798K 0.01%
49,770
+44,610
+865% +$702K
FITB
791
Fifth Third Bancorp
FITB
$52.2B
$795K 0.01%
39,619
+9,002
+29% +$178K
POT
792
DELISTED
Potash Corp Of Saskatchewan
POT
$795K 0.01%
46,462
+21,398
+85% +$426K
EXPE icon
793
Expedia Group
EXPE
$39B
$793K 0.01%
6,379
+4,241
+198% +$537K
AMBA icon
794
Ambarella
AMBA
$3.67B
$792K 0.01%
14,217
+1,319
+10% +$74.3K
LKQ icon
795
LKQ Corp
LKQ
$6.27B
$792K 0.01%
26,771
+19,054
+247% +$553K
EPS icon
796
WisdomTree US LargeCap Fund
EPS
$1.65B
$791K 0.01%
34,209
+141
+0.4% +$3.3K
WMB icon
797
Williams Companies
WMB
$88.5B
$790K 0.01%
30,736
-20,243
-40% -$707K
ANDX
798
DELISTED
Andeavor Logistics LP
ANDX
$790K 0.01%
15,705
-1,167
-7% -$59.2K
DWAS icon
799
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$447M
$789K 0.01%
20,938
+3,579
+21% +$138K
KYN icon
800
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$785K 0.01%
45,446
+2,843
+7% +$56.5K
30 31
32
33 34

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.