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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
751
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$2.32M 0.02%
251,313
+9,140
+4% +$85.8K
IT icon
752
Gartner
IT
$11.8B
$2.31M 0.02%
16,175
-824
-5% -$120K
ETR icon
753
Entergy
ETR
$49.7B
$2.31M 0.02%
39,372
-2,248
-5% -$123K
RWX icon
754
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$2.31M 0.02%
58,491
+10,634
+22% +$413K
EVRG icon
755
Evergy
EVRG
$18.9B
$2.31M 0.02%
34,647
+3,011
+10% +$190K
TSM icon
756
TSMC
TSM
$2.19T
$2.3M 0.02%
49,591
+1,922
+4% +$82K
MTB icon
757
M&T Bank
MTB
$36.4B
$2.3M 0.02%
14,550
-4,329
-23% -$681K
A icon
758
Agilent Technologies
A
$42.2B
$2.29M 0.02%
29,901
+733
+3% +$52.9K
EVT icon
759
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
$2.29M 0.02%
93,116
+20,012
+27% +$483K
RGLD icon
760
Royal Gold
RGLD
$19.8B
$2.28M 0.02%
18,493
+1,199
+7% +$146K
EOG icon
761
EOG Resources
EOG
$75.2B
$2.28M 0.02%
30,707
+1,473
+5% +$119K
AGZD icon
762
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$2.26M 0.02%
94,614
-702
-0.7% -$16.8K
DFP
763
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$2.26M 0.02%
86,498
-663
-0.8% -$16.9K
STIP icon
764
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.24M 0.02%
22,387
+4,848
+28% +$486K
PCAR icon
765
PACCAR
PCAR
$69.8B
$2.24M 0.02%
48,002
-5,256
-10% -$240K
TSCO icon
766
Tractor Supply
TSCO
$18.4B
$2.24M 0.02%
123,725
-5,240
-4% -$109K
SCHW
767
Charles Schwab
SCHW
$186B
$2.24M 0.02%
53,446
+1,709
+3% +$69K
FYX icon
768
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$2.23M 0.02%
37,208
-997
-3% -$59.8K
KBWD icon
769
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$2.23M 0.02%
107,062
+694
+0.7% +$14.5K
HACK icon
770
Amplify Cybersecurity ETF
HACK
$3B
$2.21M 0.02%
59,060
-1,739
-3% -$68.2K
LITE icon
771
Lumentum
LITE
$63.8B
$2.21M 0.02%
41,231
+2,695
+7% +$152K
DGS icon
772
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$2.21M 0.02%
49,814
-6,945
-12% -$318K
DFE icon
773
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$2.2M 0.02%
39,317
+19,102
+94% +$1.07M
OUSA icon
774
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$759M
$2.2M 0.02%
63,193
+7,878
+14% +$271K
EMHY icon
775
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$2.19M 0.02%
47,198
+1,886
+4% +$88.7K
29 30
31
32 33

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.