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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUSA icon
751
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$759M
$1.88M 0.02%
57,559
-932
-2% -$29.8K
MJ icon
752
Amplify Alternative Harvest ETF
MJ
$109M
$1.88M 0.02%
3,912
+2,672
+215% +$1M
AWF
753
AllianceBernstein Global High Income Fund
AWF
$878M
$1.88M 0.02%
161,492
-23,526
-13% -$273K
CGC
754
Canopy Growth
CGC
$422M
$1.88M 0.02%
+3,865
New +$1.43M
BIT icon
755
BlackRock Multi-Sector Income Trust
BIT
$702M
$1.88M 0.02%
111,045
+84,445
+317% +$1.46M
WPM icon
756
Wheaton Precious Metals
WPM
$61B
$1.88M 0.02%
107,533
+1,697
+2% +$32.5K
KEYS icon
757
Keysight
KEYS
$58.7B
$1.87M 0.02%
28,210
-1,315
-4% -$81.6K
IRM icon
758
Iron Mountain
IRM
$36.4B
$1.87M 0.02%
54,048
+13,182
+32% +$470K
EWL icon
759
iShares MSCI Switzerland ETF
EWL
$2.23B
$1.86M 0.02%
53,513
-26,605
-33% -$911K
DOC icon
760
Healthpeak Properties
DOC
$14.1B
$1.85M 0.02%
70,449
-15,635
-18% -$411K
ABB
761
DELISTED
ABB Ltd
ABB
$1.85M 0.02%
78,436
+21,800
+38% +$500K
GHY
762
PGIM Global High Yield Fund
GHY
$482M
$1.85M 0.02%
133,278
+7,222
+6% +$99.1K
LVS icon
763
Las Vegas Sands
LVS
$29.6B
$1.85M 0.02%
31,155
-14,707
-32% -$987K
MTB icon
764
M&T Bank
MTB
$36.4B
$1.84M 0.02%
11,170
+661
+6% +$115K
URA icon
765
Global X Uranium ETF
URA
$6.3B
$1.84M 0.02%
138,095
+3,077
+2% +$39.3K
LH icon
766
Labcorp
LH
$26.1B
$1.84M 0.02%
12,321
-1,287
-9% -$196K
APD icon
767
Air Products & Chemicals
APD
$68.9B
$1.83M 0.02%
10,941
+84
+0.8% +$13.7K
CXO
768
DELISTED
CONCHO RESOURCES INC.
CXO
$1.82M 0.02%
11,915
+1,725
+17% +$243K
FRA icon
769
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$1.82M 0.02%
131,773
+89,387
+211% +$1.24M
DWLV
770
DELISTED
Invesco DWA Momentum & Low Volatility Rotation ETF
DWLV
$1.82M 0.02%
54,478
+54,347
+41,486% +$1.82M
BWX icon
771
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$1.81M 0.02%
66,289
-203,966
-75% -$5.63M
A icon
772
Agilent Technologies
A
$42.2B
$1.8M 0.02%
25,558
-3,141
-11% -$208K
SJM icon
773
J.M. Smucker
SJM
$12.5B
$1.8M 0.02%
17,584
-5,666
-24% -$619K
RPV icon
774
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
$1.8M 0.02%
26,219
+7,358
+39% +$502K
CTSH icon
775
Cognizant
CTSH
$26.4B
$1.8M 0.02%
23,341
+6,734
+41% +$527K
29 30
31
32 33

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.