We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XNTK icon
701
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$2.67M 0.02%
36,749
+10,103
+38% +$746K
PCY icon
702
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$2.67M 0.02%
91,528
+13,755
+18% +$404K
BDCS
703
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$2.66M 0.02%
132,017
-58,041
-31% -$1.15M
AEE icon
704
Ameren
AEE
$29.8B
$2.66M 0.02%
33,224
+9,217
+38% +$708K
DFS
705
DELISTED
Discover Financial Services
DFS
$2.65M 0.02%
32,713
-3,809
-10% -$315K
ILCG icon
706
iShares Morningstar Growth ETF
ILCG
$3.25B
$2.65M 0.02%
69,310
-80,230
-54% -$3.11M
WTV icon
707
WisdomTree US Value Fund
WTV
$3.36B
$2.65M 0.02%
60,592
+59,856
+8,133% +$2.59M
DWM icon
708
WisdomTree International Equity Fund
DWM
$692M
$2.65M 0.02%
53,243
+10,242
+24% +$508K
AVB icon
709
AvalonBay Communities
AVB
$26B
$2.65M 0.02%
12,290
+624
+5% +$130K
FFC
710
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$2.63M 0.02%
125,773
+30,796
+32% +$627K
SMH icon
711
VanEck Semiconductor ETF
SMH
$70.6B
$2.63M 0.02%
44,176
+37,560
+568% +$2.17M
STAG icon
712
STAG Industrial
STAG
$7.08B
$2.63M 0.02%
89,133
+6,838
+8% +$203K
LULU icon
713
lululemon athletica
LULU
$14.3B
$2.63M 0.02%
13,646
+1,629
+14% +$304K
AKAM icon
714
Akamai
AKAM
$16.8B
$2.62M 0.02%
28,704
+12,499
+77% +$1.08M
USMF icon
715
WisdomTree US Multifactor Fund
USMF
$302M
$2.62M 0.02%
86,215
+14,898
+21% +$452K
TFI icon
716
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$2.61M 0.02%
51,555
+2,271
+5% +$115K
HRL icon
717
Hormel Foods
HRL
$13.4B
$2.6M 0.02%
59,587
-2,700
-4% -$113K
ROST icon
718
Ross Stores
ROST
$80.8B
$2.58M 0.02%
23,476
+1,134
+5% +$120K
PCN
719
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$2.58M 0.02%
140,491
+39,282
+39% +$700K
BDJ icon
720
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$2.58M 0.02%
280,657
+33,277
+13% +$299K
AZN icon
721
AstraZeneca
AZN
$246B
$2.54M 0.02%
28,547
+1,078
+4% +$93.5K
BSJM
722
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$2.54M 0.02%
104,310
+25,360
+32% +$620K
EMLP icon
723
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$2.54M 0.02%
99,210
+8,526
+9% +$215K
LSI
724
DELISTED
Life Storage, Inc.
LSI
$2.53M 0.02%
36,008
+1,413
+4% +$96K
PTNQ icon
725
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
$2.49M 0.02%
69,429
+1,798
+3% +$64.8K
27 28
29
30 31

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.