We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
701
Zimmer Biomet
ZBH
$18.5B
$2.12M 0.02%
16,618
+1,930
+13% +$229K
PID icon
702
Invesco International Dividend Achievers ETF
PID
$913M
$2.11M 0.02%
133,954
+9,851
+8% +$156K
TFC icon
703
Truist Financial
TFC
$63.9B
$2.1M 0.02%
43,344
+2,570
+6% +$132K
FXO icon
704
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$2.1M 0.02%
65,674
+35,701
+119% +$1.15M
FDT icon
705
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$2.09M 0.02%
35,256
+77
+0.2% +$4.57K
JWN
706
DELISTED
Nordstrom
JWN
$2.09M 0.02%
34,837
+9,707
+39% +$556K
DTE icon
707
DTE Energy
DTE
$28.6B
$2.09M 0.02%
22,502
-5,136
-19% -$479K
SCHC icon
708
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$2.09M 0.02%
58,584
-242,537
-81% -$8.67M
TROW icon
709
T. Rowe Price
TROW
$24.3B
$2.08M 0.02%
19,049
+5,598
+42% +$648K
EWJ icon
710
iShares MSCI Japan ETF
EWJ
$22.7B
$2.08M 0.02%
34,460
-8,203
-19% -$477K
DFP
711
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$2.07M 0.02%
89,213
-4,902
-5% -$118K
RWO icon
712
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.27B
$2.07M 0.02%
43,486
-1,346
-3% -$65.2K
BTI icon
713
British American Tobacco
BTI
$122B
$2.07M 0.02%
44,322
-11,810
-21% -$600K
XLRE icon
714
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$2.06M 0.02%
63,319
+14,834
+31% +$492K
TRV icon
715
Travelers Companies
TRV
$78.3B
$2.06M 0.02%
15,893
-1,483
-9% -$191K
PTEU icon
716
Pacer Trendpilot European Index ETF
PTEU
$38.1M
$2.06M 0.02%
77,835
-12,484
-14% -$346K
EMLP icon
717
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$2.06M 0.02%
87,669
-12,975
-13% -$310K
CYBR
718
DELISTED
CyberArk
CYBR
$2.05M 0.02%
25,668
+23,583
+1,131% +$1.66M
EL icon
719
Estee Lauder
EL
$31.8B
$2.02M 0.02%
13,919
-3,579
-20% -$497K
SPYD icon
720
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.7B
$2.02M 0.02%
53,822
+43,509
+422% +$1.65M
STLD icon
721
Steel Dynamics
STLD
$37.8B
$2.01M 0.02%
44,310
+20,022
+82% +$922K
CRI icon
722
Carter's
CRI
$1.46B
$2.01M 0.02%
20,411
+1,956
+11% +$207K
FDMO icon
723
Fidelity Momentum Factor ETF
FDMO
$922M
$2.01M 0.02%
56,841
+31,570
+125% +$1.08M
ICE icon
724
Intercontinental Exchange
ICE
$84.9B
$2M 0.02%
26,706
+7,627
+40% +$573K
IXC icon
725
iShares Global Energy ETF
IXC
$2.74B
$2M 0.02%
52,994
+24,524
+86% +$907K
27 28
29
30 31

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.