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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
701
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.97M 0.02%
29,947
-831
-3% -$53.1K
SQM icon
702
Sociedad Química y Minera de Chile
SQM
$20.6B
$1.96M 0.02%
33,013
+1,340
+4% +$76.8K
AB icon
703
AllianceBernstein
AB
$3.47B
$1.96M 0.02%
78,062
+13,454
+21% +$340K
GHY
704
PGIM Global High Yield Fund
GHY
$483M
$1.95M 0.02%
135,386
+3,277
+2% +$47.9K
ICSH icon
705
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$1.95M 0.02%
38,957
+12,424
+47% +$622K
SFBS
706
ServisFirst Bancshares
SFBS
$4.86B
$1.94M 0.02%
46,660
-4,492
-9% -$183K
SAR icon
707
Saratoga Investment
SAR
$322M
$1.93M 0.02%
86,105
-1,750
-2% -$38.8K
EWC icon
708
iShares MSCI Canada ETF
EWC
$6.46B
$1.92M 0.02%
64,808
+10,710
+20% +$312K
A icon
709
Agilent Technologies
A
$41.2B
$1.92M 0.02%
28,625
+2,385
+9% +$161K
MLM icon
710
Martin Marietta Materials
MLM
$33B
$1.92M 0.02%
8,668
+5,548
+178% +$1.16M
MCHP icon
711
Microchip Technology
MCHP
$46B
$1.92M 0.02%
43,594
+812
+2% +$36.7K
EVT icon
712
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$1.91M 0.02%
82,229
-3,866
-4% -$87.3K
STM icon
713
STMicroelectronics
STM
$50B
$1.91M 0.02%
87,400
-1,534
-2% -$34K
HEES
714
DELISTED
H&E Equipment Services
HEES
$1.91M 0.02%
46,864
+1,079
+2% +$36.9K
ELV icon
715
Elevance Health
ELV
$85.5B
$1.9M 0.02%
8,451
+232
+3% +$49.4K
PCAR icon
716
PACCAR
PCAR
$70.1B
$1.9M 0.02%
40,125
+22,116
+123% +$1.05M
JCI icon
717
Johnson Controls International
JCI
$92.2B
$1.9M 0.02%
49,709
+1,416
+3% +$55.3K
CRI icon
718
Carter's
CRI
$1.47B
$1.89M 0.02%
16,115
+3,724
+30% +$386K
EVF
719
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.89M 0.02%
289,776
-7,300
-2% -$47.5K
FTV icon
720
Fortive
FTV
$18.6B
$1.89M 0.02%
41,336
+3,132
+8% +$143K
PAA icon
721
Plains All American Pipeline
PAA
$16.1B
$1.88M 0.02%
90,864
+31,605
+53% +$644K
PX
722
DELISTED
Praxair Inc
PX
$1.88M 0.02%
12,120
-301
-2% -$44.7K
BSCL
723
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.87M 0.02%
88,591
+20,165
+29% +$429K
NYF icon
724
iShares New York Muni Bond ETF
NYF
$1.41B
$1.87M 0.02%
33,480
-1,266
-4% -$70.7K
AFL icon
725
Aflac
AFL
$62.6B
$1.87M 0.02%
42,522
+2,522
+6% +$108K
27 28
29
30 31

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.