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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRMN
701
Garmin
GRMN
$60.4B
$617K 0.02%
11,856
+6,081
+105% +$337K
PEY icon
702
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$617K 0.02%
49,562
-1,447
-3% -$18.3K
TXN icon
703
Texas Instruments
TXN
$256B
$617K 0.02%
12,937
-544
-4% -$26.1K
AOA icon
704
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$615K 0.02%
13,487
+735
+6% +$34.2K
GHY
705
PGIM Global High Yield Fund
GHY
$479M
$614K 0.02%
37,241
+6,849
+23% +$118K
CHY
706
Calamos Convertible and High Income Fund
CHY
$1.07B
$612K 0.02%
43,191
+3,611
+9% +$52.5K
DOV icon
707
Dover
DOV
$28.3B
$612K 0.02%
9,432
-549
-6% -$38.6K
OTEX icon
708
Open Text
OTEX
$5.99B
$611K 0.02%
22,040
-78
-0.4% -$2.08K
LLL
709
DELISTED
L3 Technologies, Inc.
LLL
$611K 0.02%
5,166
-3,596
-41% -$408K
CBRE icon
710
CBRE Group
CBRE
$41.7B
$607K 0.02%
20,427
+99
+0.5% +$3.11K
AMP icon
711
Ameriprise Financial
AMP
$49.2B
$604K 0.02%
4,894
+42
+0.9% +$5.15K
BKNG icon
712
Booking.com
BKNG
$160B
$604K 0.02%
13,025
-2,575
-17% -$127K
PXJ icon
713
Invesco Oil & Gas Services ETF
PXJ
$64.2M
$603K 0.02%
4,763
-10
-0.2% -$1.39K
MAIN icon
714
Main Street Capital
MAIN
$5.47B
$601K 0.02%
19,599
-5,956
-23% -$190K
GXC icon
715
State Street SPDR S&P China ETF
GXC
$486M
$599K 0.02%
7,813
-616
-7% -$49.4K
OCSL icon
716
Oaktree Specialty Lending
OCSL
$1.12B
$598K 0.02%
21,712
+17,482
+413% +$511K
TROW icon
717
T. Rowe Price
TROW
$24.3B
$594K 0.02%
7,581
+2,211
+41% +$177K
BNY
718
Bank of New York Mellon
BNY
$108B
$591K 0.02%
15,268
-146
-0.9% -$5.68K
SJT
719
San Juan Basin Royalty Trust
SJT
$121M
$588K 0.02%
30,934
– –
WLL
720
DELISTED
Whiting Petroleum Corporation
WLL
$587K 0.02%
25
+8
+47% +$204K
ALB icon
721
Albemarle
ALB
$15.5B
$584K 0.02%
9,908
+306
+3% +$19.9K
CA
722
DELISTED
CA, Inc.
CA
$584K 0.02%
20,876
+8,112
+64% +$232K
POT
723
DELISTED
Potash Corp Of Saskatchewan
POT
$583K 0.02%
16,859
-3,787
-18% -$134K
DTE icon
724
DTE Energy
DTE
$28.5B
$581K 0.02%
8,948
+1,415
+19% +$91.6K
BCF
725
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$581K 0.02%
68,616
+24,916
+57% +$229K
27 28
29
30 31

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.