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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
| $1.4M | 0.02% |
26,097
+16,429
| +170% | +$820K |
|
677
iShares US Regional Banks ETF
IAT
$681M
| $1.4M | 0.02% |
30,890
+29,192
| +1,719% | +$1.18M |
|
|
AMJ
678
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $1.4M | 0.02% |
44,185
-3,042
| -6% | -$92.9K |
|
|
RBS.PRF.CL
679
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
| $1.39M | 0.02% |
53,925
| – | – |
|
680
Schwab US REIT ETF
SCHH
$11.2B
| $1.39M | 0.02% |
67,800
+6,414
| +10% | +$129K |
|
|
COL
681
DELISTED
Rockwell Collins
COL
| $1.39M | 0.02% |
15,019
+6,713
| +81% | +$592K |
|
|
BSCH
682
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
| $1.38M | 0.02% |
61,242
+6,419
| +12% | +$145K |
|
683
Analog Devices
ADI
$188B
| $1.38M | 0.02% |
19,493
+7,532
| +63% | +$512K |
|
684
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $1.38M | 0.02% |
45,087
+31,532
| +233% | +$960K |
|
685
Franklin Resources
BEN
$17B
| $1.38M | 0.02% |
35,123
+21,053
| +150% | +$788K |
|
686
National Grid
NGG
$80.6B
| $1.38M | 0.02% |
23,803
-9,228
| -28% | -$547K |
|
687
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
| $1.37M | 0.02% |
33,855
+10,076
| +42% | +$408K |
|
688
State Street SPDR S&P China ETF
GXC
$478M
| $1.37M | 0.02% |
19,004
+8,633
| +83% | +$659K |
|
689
Sanofi
SNY
$104B
| $1.37M | 0.02% |
33,856
+1,154
| +4% | +$45.5K |
|
690
Hewlett Packard
HPE
$72.1B
| $1.37M | 0.02% |
101,664
+10,153
| +11% | +$136K |
|
691
Edison International
EIX
$26.6B
| $1.36M | 0.02% |
18,963
+891
| +5% | +$62.9K |
|
|
PARA
692
DELISTED
Paramount Global Class B
PARA
| $1.36M | 0.02% |
21,424
+286
| +1% | +$17K |
|
693
Invesco Mortgage Capital
IVR
$806M
| $1.36M | 0.02% |
9,314
-8
| -0.1% | -$1.19K |
|
694
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
| $1.36M | 0.02% |
26,994
-2,580
| -9% | -$123K |
|
695
Oaktree Specialty Lending
OCSL
$1.12B
| $1.36M | 0.02% |
84,316
+20,231
| +32% | +$337K |
|
696
Prologis
PLD
$133B
| $1.35M | 0.02% |
25,661
+276
| +1% | +$14K |
|
697
Qorvo
QRVO
$8.52B
| $1.35M | 0.02% |
25,606
-2,389
| -9% | -$130K |
|
698
iShares Core Moderate Allocation ETF
AOM
$1.77B
| $1.35M | 0.02% |
38,198
-4,841
| -11% | -$171K |
|
699
Motorola Solutions
MSI
$76.9B
| $1.34M | 0.02% |
16,312
-1,392
| -8% | -$109K |
|
700
Intuit
INTU
$91.7B
| $1.34M | 0.02% |
11,664
+7,175
| +160% | +$803K |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.