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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
676
CBRE Global Real Estate Income Fund
IGR
$706M
$1.03M 0.02%
135,142
-10,198
-7% -$78.2K
PSLV icon
677
Sprott Physical Silver Trust
PSLV
$13.6B
$1.03M 0.02%
194,998
+163,659
+522% +$932K
TD icon
678
Toronto Dominion Bank
TD
$200B
$1.03M 0.02%
26,252
+1,166
+5% +$47.2K
RS icon
679
Reliance Steel & Aluminium
RS
$21.9B
$1.02M 0.02%
17,704
+411
+2% +$23.9K
FM
680
DELISTED
iShares Frontier and Select EM ETF
FM
$1.02M 0.02%
41,101
-7,691
-16% -$197K
IYLD icon
681
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$1.02M 0.02%
43,742
+10,599
+32% +$251K
ILCB icon
682
iShares Morningstar US Equity ETF
ILCB
$1.32B
$1.01M 0.02%
34,056
+3,472
+11% +$104K
SCHR
683
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.01M 0.02%
37,768
+1,300
+4% +$35.1K
WAT icon
684
Waters Corp
WAT
$40.5B
$1.01M 0.02%
7,518
-56
-0.7% -$7.2K
FUN icon
685
Cedar Fair
FUN
$1.63B
$1.01M 0.02%
18,061
+5,345
+42% +$297K
FSLR icon
686
First Solar
FSLR
$26.4B
$1.01M 0.02%
15,260
+7,737
+103% +$434K
BWX icon
687
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$1M 0.02%
38,902
+998
+3% +$25.9K
RZG icon
688
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$1M 0.02%
37,275
+10,533
+39% +$295K
SLYG icon
689
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$999K 0.02%
23,144
+108
+0.5% +$4.94K
EMLC icon
690
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$995K 0.02%
29,360
-1,223
-4% -$43.1K
VOX icon
691
Vanguard Communication Services ETF
VOX
$5.88B
$993K 0.02%
11,843
+6,412
+118% +$538K
EIX icon
692
Edison International
EIX
$26.2B
$992K 0.02%
16,758
-3,031
-15% -$185K
EFR
693
Eaton Vance Senior Floating-Rate Fund
EFR
$320M
$990K 0.02%
79,745
+2,718
+4% +$34.5K
CIZ
694
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$987K 0.02%
31,496
-39,353
-56% -$1.26M
RBS.PRF.CL
695
DELISTED
Royal Bk Of Scotland Gp
RBS.PRF.CL
$986K 0.02%
38,148
+4,530
+13% +$117K
AA icon
696
Alcoa
AA
$14.2B
$983K 0.02%
41,449
+320
+0.8% +$7.14K
FYX icon
697
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$979K 0.02%
22,000
+3,725
+20% +$171K
CSQ icon
698
Calamos Strategic Total Return Fund
CSQ
$3.36B
$978K 0.02%
98,831
+964
+1% +$9.57K
FNX icon
699
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$976K 0.02%
20,307
+4,009
+25% +$200K
WY icon
700
Weyerhaeuser
WY
$18.2B
$973K 0.02%
32,462
+6,433
+25% +$194K
26 27
28
29 30

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.