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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBI icon
626
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$3.2M 0.02%
41,936
-6,424
-13% -$534K
RWR icon
627
State Street SPDR Dow Jones REIT ETF
RWR
$1.85B
$3.19M 0.02%
30,540
+815
+3% +$83.1K
REZ icon
628
iShares Residential and Multisector Real Estate ETF
REZ
$842M
$3.19M 0.02%
40,139
+5,538
+16% +$426K
BEP icon
629
Brookfield Renewable
BEP
$10.3B
$3.19M 0.02%
147,183
-5,671
-4% -$111K
MAR icon
630
Marriott International
MAR
$91.1B
$3.19M 0.02%
25,609
+2,512
+11% +$333K
XYL icon
631
Xylem
XYL
$28.8B
$3.19M 0.02%
40,013
+1,158
+3% +$91K
MNA icon
632
IQ ARB Merger Arbitrage ETF
MNA
$253M
$3.18M 0.02%
99,171
+4,808
+5% +$153K
AVK
633
Advent Convertible and Income Fund
AVK
$569M
$3.18M 0.02%
223,749
+12,793
+6% +$183K
TRV icon
634
Travelers Companies
TRV
$78.3B
$3.17M 0.02%
21,309
+1,910
+10% +$284K
UTF icon
635
Cohen & Steers Infrastructure Fund
UTF
$3.02B
$3.15M 0.02%
115,812
-11,687
-9% -$309K
XLB icon
636
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$3.15M 0.02%
108,210
-325,892
-75% -$9.4M
PBE icon
637
Invesco Biotechnology & Genome ETF
PBE
$358M
$3.13M 0.02%
66,120
+153
+0.2% +$7.84K
RWJ icon
638
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$3.12M 0.02%
146,751
+8,409
+6% +$172K
MELI icon
639
Mercado Libre
MELI
$98.4B
$3.11M 0.02%
5,650
-234
-4% -$142K
NNN icon
640
NNN REIT
NNN
$8.71B
$3.11M 0.02%
55,142
-914
-2% -$49.7K
RSPH icon
641
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$3.11M 0.02%
158,610
+11,800
+8% +$235K
BUD icon
642
AB InBev
BUD
$159B
$3.09M 0.02%
32,527
-7,469
-19% -$709K
MS icon
643
Morgan Stanley
MS
$338B
$3.09M 0.02%
72,399
-9,888
-12% -$423K
ADM icon
644
Archer Daniels Midland
ADM
$38.8B
$3.09M 0.02%
75,179
-3,348
-4% -$133K
CELG
645
DELISTED
Celgene Corp
CELG
$3.06M 0.02%
30,837
-9,448
-23% -$898K
IIPR icon
646
Innovative Industrial Properties
IIPR
$1.67B
$3.06M 0.02%
33,137
+373
+1% +$39.3K
SRET icon
647
Global X SuperDividend REIT ETF
SRET
$228M
$3.06M 0.02%
67,737
+32,929
+95% +$1.46M
SDOG icon
648
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$3.06M 0.02%
69,675
+986
+1% +$42.6K
MMP
649
DELISTED
Magellan Midstream Partners, L.P.
MMP
$3.03M 0.02%
45,642
-11,451
-20% -$754K
PAPR icon
650
Innovator US Equity Power Buffer ETF April
PAPR
$959M
$3.02M 0.02%
116,260
– –
24 25
26
27 28

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.