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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIXD icon
626
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$2.28M 0.02%
44,904
+16,542
+58% +$840K
STX icon
627
Seagate
STX
$184B
$2.27M 0.02%
54,276
+5,083
+10% +$194K
AAL icon
628
American Airlines Group
AAL
$10.6B
$2.27M 0.02%
43,585
-24,107
-36% -$1.2M
BGC icon
629
BGC Group
BGC
$4.89B
$2.27M 0.02%
233,384
+12,941
+6% +$131K
DLR icon
630
Digital Realty Trust
DLR
$71.7B
$2.27M 0.02%
19,910
-636
-3% -$74.9K
VIXY icon
631
ProShares VIX Short-Term Futures ETF
VIXY
$197M
$2.27M 0.02%
1,224
+575
+89% +$1.26M
KBWD icon
632
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$2.27M 0.02%
95,997
-525
-0.5% -$12.5K
NGG icon
633
National Grid
NGG
$81.3B
$2.26M 0.02%
43,496
+3,254
+8% +$174K
RWR icon
634
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$2.25M 0.02%
24,002
+6,093
+34% +$570K
ICF icon
635
iShares Select U.S. REIT ETF
ICF
$2.11B
$2.25M 0.02%
44,308
+3,190
+8% +$162K
AGN
636
DELISTED
Allergan plc
AGN
$2.24M 0.02%
13,708
-172
-1% -$30.9K
FBT icon
637
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$2.23M 0.02%
17,906
+1,698
+10% +$210K
FTF
638
Franklin Limited Duration Income Trust
FTF
$233M
$2.21M 0.02%
187,093
+2,210
+1% +$26.2K
ISD
639
PGIM High Yield Bond Fund
ISD
$419M
$2.21M 0.02%
149,867
+61,669
+70% +$923K
FEM icon
640
First Trust Emerging Markets AlphaDEX Fund
FEM
$786M
$2.21M 0.02%
79,068
-391
-0.5% -$10.7K
IXJ icon
641
iShares Global Healthcare ETF
IXJ
$4.19B
$2.2M 0.02%
39,100
+2,444
+7% +$137K
JSD
642
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$2.2M 0.02%
132,277
-3,824
-3% -$65.4K
EL icon
643
Estee Lauder
EL
$32B
$2.19M 0.02%
17,225
+45
+0.3% +$5.41K
HAL icon
644
Halliburton
HAL
$26.6B
$2.19M 0.02%
44,794
+2,138
+5% +$94.2K
HUSE
645
DELISTED
Strategy Shares US Market Rotation Strategy ETF
HUSE
$2.19M 0.02%
+57,010
New +$2.29M
BEP icon
646
Brookfield Renewable
BEP
$9.96B
$2.19M 0.02%
117,416
+1,604
+1% +$29K
TROW icon
647
T. Rowe Price
TROW
$24.3B
$2.17M 0.02%
20,688
+339
+2% +$33.1K
RSPH icon
648
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2.17M 0.02%
120,740
-26,750
-18% -$474K
DG icon
649
Dollar General
DG
$27.9B
$2.16M 0.02%
23,245
+6,751
+41% +$580K
CAFD
650
DELISTED
8point3 Energy Partners LP
CAFD
$2.16M 0.02%
142,263
+118,906
+509% +$1.79M
24 25
26
27 28

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.