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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQI icon
626
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$1.97M 0.02%
33,179
+3,450
+12% +$202K
EVF
627
Eaton Vance Senior Income Trust
EVF
$90.5M
$1.97M 0.02%
297,076
-8,363
-3% -$55.4K
PTMC icon
628
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
$1.97M 0.02%
66,451
+6,199
+10% +$178K
HAL icon
629
Halliburton
HAL
$26.6B
$1.96M 0.02%
42,656
-5,999
-12% -$251K
OUSA icon
630
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
$1.96M 0.02%
64,820
+74
+0.1% +$2.2K
JWN
631
DELISTED
Nordstrom
JWN
$1.95M 0.02%
41,362
+13,228
+47% +$614K
JCI icon
632
Johnson Controls International
JCI
$92.2B
$1.95M 0.02%
48,293
+2,373
+5% +$96K
NYF icon
633
iShares New York Muni Bond ETF
NYF
$1.41B
$1.95M 0.02%
34,746
+242
+0.7% +$13.6K
IYE icon
634
iShares US Energy ETF
IYE
$1.7B
$1.94M 0.02%
51,919
+3,733
+8% +$133K
MPC icon
635
Marathon Petroleum
MPC
$83.7B
$1.94M 0.02%
34,607
-15,720
-31% -$843K
ETR icon
636
Entergy
ETR
$50B
$1.94M 0.02%
50,758
-5,092
-9% -$197K
FDRR icon
637
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
$1.93M 0.02%
66,468
-5,418
-8% -$155K
DSI icon
638
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$1.93M 0.02%
41,620
-3,392
-8% -$154K
AGNC icon
639
AGNC Investment
AGNC
$12.9B
$1.93M 0.02%
88,802
-4,938
-5% -$106K
RSPU icon
640
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$1.93M 0.02%
44,692
+15,360
+52% +$673K
NNN icon
641
NNN REIT
NNN
$8.99B
$1.92M 0.02%
46,126
+6,511
+16% +$266K
MCHP icon
642
Microchip Technology
MCHP
$46B
$1.92M 0.02%
42,782
+9,714
+29% +$407K
ISRG icon
643
Intuitive Surgical
ISRG
$134B
$1.92M 0.02%
16,542
+1,620
+11% +$177K
PTY icon
644
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$1.91M 0.02%
113,962
+10,543
+10% +$176K
WBS icon
645
Webster Financial
WBS
$12.8B
$1.91M 0.02%
36,379
-4,172
-10% -$208K
EVT icon
646
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$1.91M 0.02%
86,095
+14,018
+19% +$307K
FNX icon
647
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.91M 0.02%
30,778
+1,443
+5% +$86.2K
QQQE icon
648
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.41B
$1.91M 0.02%
46,027
+9,457
+26% +$384K
LUMN icon
649
Lumen
LUMN
$6.44B
$1.9M 0.02%
100,549
+569
+0.6% +$12K
DTD icon
650
WisdomTree US Total Dividend Fund
DTD
$1.69B
$1.9M 0.02%
43,246
+326
+0.8% +$14K
24 25
26
27 28

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.