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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
626
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$1.55M 0.02%
27,469
+7,093
+35% +$384K
TWO
627
Two Harbors Investment
TWO
$1.26B
$1.55M 0.02%
22,209
+6,346
+40% +$432K
CCL icon
628
Carnival Corporation Ltd
CCL
$37.9B
$1.54M 0.02%
29,665
+771
+3% +$38.6K
IYJ icon
629
iShares US Industrials ETF
IYJ
$1.95B
$1.54M 0.02%
25,536
-2,382
-9% -$139K
VWOB icon
630
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.23B
$1.54M 0.02%
19,859
-25,936
-57% -$2.04M
STIP icon
631
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.54M 0.02%
15,262
+7,514
+97% +$757K
MRO
632
DELISTED
Marathon Oil Corporation
MRO
$1.54M 0.02%
88,651
-8,775
-9% -$141K
NAD icon
633
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$1.53M 0.02%
109,950
+4,596
+4% +$64K
EEP
634
DELISTED
Enbridge Energy Partners
EEP
$1.53M 0.02%
60,115
-7,077
-11% -$172K
EVHC
635
DELISTED
Envision Healthcare Holdings Inc
EVHC
$1.53M 0.02%
24,164
+23,688
+4,976% +$1.55M
HYT icon
636
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.53M 0.02%
141,249
-27,565
-16% -$290K
FRC
637
DELISTED
First Republic Bank
FRC
$1.52M 0.02%
16,541
-2,417
-13% -$197K
LH icon
638
Labcorp
LH
$26.2B
$1.52M 0.02%
13,745
-1,091
-7% -$121K
RSPH icon
639
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$793M
$1.51M 0.02%
103,760
-28,510
-22% -$421K
KRG icon
640
Kite Realty
KRG
$5.26B
$1.5M 0.02%
63,725
-2,703
-4% -$66.9K
LHX icon
641
L3Harris
LHX
$53.5B
$1.5M 0.02%
14,983
+2,931
+24% +$290K
JCI icon
642
Johnson Controls International
JCI
$93.1B
$1.49M 0.02%
35,996
+773
+2% +$33.8K
MCA
643
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.49M 0.02%
102,640
+12,595
+14% +$187K
TILT icon
644
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$1.48M 0.02%
15,431
+662
+4% +$61.4K
GCOW icon
645
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$1.48M 0.02%
53,209
– –
BPL
646
DELISTED
Buckeye Partners, L.P.
BPL
$1.48M 0.02%
22,353
+557
+3% +$36.8K
PTY icon
647
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$1.48M 0.02%
103,467
-6,742
-6% -$97.2K
HEDJ icon
648
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.88B
$1.48M 0.02%
51,862
-6,254
-11% -$171K
VAW icon
649
Vanguard Materials ETF
VAW
$3.1B
$1.48M 0.02%
13,148
+5,893
+81% +$644K
IYT icon
650
iShares US Transportation ETF
IYT
$2.26B
$1.48M 0.02%
36,308
+5,916
+19% +$230K
24 25
26
27 28

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.