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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWU icon
626
iShares MSCI United Kingdom ETF
EWU
$4.15B
$943K 0.02%
26,131
-65,108
-71% -$2.43M
SPXL icon
627
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.29B
$940K 0.02%
42,868
-9,596
-18% -$197K
DAL icon
628
Delta Air Lines
DAL
$58.7B
$939K 0.02%
19,153
+112
+0.6% +$4.71K
OCSL icon
629
Oaktree Specialty Lending
OCSL
$1.12B
$938K 0.02%
39,007
+17,295
+80% +$447K
IXC icon
630
iShares Global Energy ETF
IXC
$2.72B
$937K 0.02%
25,192
+4,547
+22% +$181K
EDC icon
631
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$157M
$935K 0.02%
10,190
+1,321
+15% +$132K
RIG icon
632
Transocean
RIG
$6.33B
$934K 0.02%
50,266
+6,499
+15% +$162K
SEIC icon
633
SEI Investments
SEIC
$12.6B
$933K 0.02%
23,295
+117
+0.5% +$4.48K
MJN
634
DELISTED
Mead Johnson Nutrition Company
MJN
$932K 0.02%
9,276
+257
+3% +$25.6K
EXPE icon
635
Expedia Group
EXPE
$37.7B
$931K 0.02%
10,928
+9,583
+712% +$813K
TEG
636
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$925K 0.02%
11,877
+6,975
+142% +$504K
MPC icon
637
Marathon Petroleum
MPC
$90B
$924K 0.02%
20,348
+2,440
+14% +$107K
VTR icon
638
Ventas
VTR
$47.2B
$921K 0.02%
11,234
+1,406
+14% +$111K
DVN icon
639
Devon Energy
DVN
$49.9B
$919K 0.02%
14,988
+2,016
+16% +$122K
SYK icon
640
Stryker
SYK
$133B
$919K 0.02%
9,756
+3,192
+49% +$283K
UTL icon
641
Unitil
UTL
$966M
$919K 0.02%
25,058
+23,595
+1,613% +$823K
AMBA icon
642
Ambarella
AMBA
$3.6B
$915K 0.02%
18,029
+5,448
+43% +$255K
WAIR
643
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$912K 0.02%
65,250
+64,100
+5,574% +$1.02M
FTR
644
DELISTED
Frontier Communications Corp.
FTR
$911K 0.02%
9,033
+1,079
+14% +$106K
CBRL icon
645
Cracker Barrel
CBRL
$1.25B
$909K 0.02%
7,006
-305
-4% -$36.7K
UTF icon
646
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$908K 0.02%
39,982
+14,988
+60% +$346K
FAST icon
647
Fastenal
FAST
$59.8B
$907K 0.02%
76,816
+53,700
+232% +$601K
PKO
648
DELISTED
Pimco Income Opportunity Fund
PKO
$899K 0.02%
35,880
+32,350
+916% +$873K
PTY icon
649
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$898K 0.02%
56,456
+576
+1% +$10.2K
RFG icon
650
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$894K 0.02%
36,710
+8,855
+32% +$214K
24 25
26
27 28

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.