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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTF
601
Franklin Limited Duration Income Trust
FTF
$236M
$2.74M 0.02%
268,879
+47,471
+21% +$528K
VOX icon
602
Vanguard Communication Services ETF
VOX
$5.84B
$2.73M 0.02%
31,368
+14,772
+89% +$1.27M
HBI
603
DELISTED
Hanesbrands
HBI
$2.71M 0.02%
147,739
-32,605
-18% -$632K
SKYY icon
604
First Trust Cloud Computing ETF
SKYY
$3.22B
$2.71M 0.02%
47,802
+15,298
+47% +$849K
BIDU icon
605
Baidu
BIDU
$36B
$2.71M 0.02%
11,833
+2,218
+23% +$521K
IT icon
606
Gartner
IT
$11.9B
$2.69M 0.02%
16,960
-621
-4% -$90K
GCC icon
607
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$2.69M 0.02%
148,968
+131,603
+758% +$2.38M
CCI icon
608
Crown Castle
CCI
$31.5B
$2.68M 0.02%
24,105
-15,631
-39% -$1.74M
QAI icon
609
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$2.68M 0.02%
87,212
+31,282
+56% +$958K
PDBC icon
610
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.65B
$2.68M 0.02%
142,549
-14,448
-9% -$260K
UN
611
DELISTED
Unilever NV New York Registry Shares
UN
$2.66M 0.02%
47,848
-856
-2% -$48.5K
CB icon
612
Chubb
CB
$134B
$2.65M 0.02%
19,890
-112
-0.6% -$15.2K
CPB icon
613
Campbell Soup
CPB
$6.76B
$2.65M 0.02%
72,510
+12,826
+21% +$523K
NVG icon
614
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$2.65M 0.02%
182,026
+30,460
+20% +$450K
VER
615
DELISTED
VEREIT, Inc.
VER
$2.65M 0.02%
72,981
+1,477
+2% +$56.3K
WTPI
616
WisdomTree Equity Premium Income Fund
WTPI
$504M
$2.64M 0.02%
86,155
+26,719
+45% +$810K
PFN
617
PIMCO Income Strategy Fund II
PFN
$707M
$2.63M 0.02%
248,776
-9,760
-4% -$104K
VMC icon
618
Vulcan Materials
VMC
$36.9B
$2.61M 0.02%
23,436
-1,391
-6% -$161K
PX
619
DELISTED
Praxair Inc
PX
$2.59M 0.02%
15,957
+1,117
+8% +$179K
PXD
620
DELISTED
Pioneer Natural Resource Co.
PXD
$2.58M 0.02%
14,775
-3,186
-18% -$570K
ET icon
621
Energy Transfer Partners
ET
$71.4B
$2.58M 0.02%
147,849
+53,772
+57% +$955K
EEMV icon
622
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$2.57M 0.02%
43,371
-14,839
-25% -$870K
ELV icon
623
Elevance Health
ELV
$84.6B
$2.56M 0.02%
9,340
-736
-7% -$191K
IUSG icon
624
iShares Core S&P US Growth ETF
IUSG
$33.6B
$2.56M 0.02%
41,159
-323
-0.8% -$19.5K
WMB icon
625
Williams Companies
WMB
$88.7B
$2.55M 0.02%
93,804
+41,914
+81% +$1.22M
23 24
25
26 27

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.