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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMT icon
601
Blackstone Mortgage Trust
BXMT
$2.38B
$2.44M 0.02%
75,869
+17,407
+30% +$558K
JQC icon
602
Nuveen Credit Strategies Income Fund
JQC
$711M
$2.44M 0.02%
296,474
-11,965
-4% -$98.9K
RSPF icon
603
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$2.43M 0.02%
55,054
+20,418
+59% +$870K
AWF
604
AllianceBernstein Global High Income Fund
AWF
$872M
$2.42M 0.02%
190,019
-7,604
-4% -$97.3K
CI icon
605
Cigna
CI
$74.6B
$2.42M 0.02%
11,914
+2,203
+23% +$438K
GNMA icon
606
iShares GNMA Bond ETF
GNMA
$432M
$2.41M 0.02%
48,767
-247
-0.5% -$12.3K
TRV icon
607
Travelers Companies
TRV
$80.2B
$2.41M 0.02%
17,787
+1,072
+6% +$141K
PPL
608
PPL Corp
PPL
$26.7B
$2.4M 0.02%
77,477
+579
+0.8% +$20.8K
ULTA icon
609
Ulta Beauty
ULTA
$24.3B
$2.4M 0.02%
10,701
-2,182
-17% -$462K
FDS icon
610
Factset
FDS
$10.2B
$2.39M 0.02%
12,402
-1,780
-13% -$342K
ACWX icon
611
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$2.39M 0.02%
47,786
+367
+0.8% +$18.1K
ALB icon
612
Albemarle
ALB
$15.5B
$2.37M 0.02%
18,557
+1,018
+6% +$138K
XRAY icon
613
Dentsply Sirona
XRAY
$2.43B
$2.36M 0.02%
35,869
-38,492
-52% -$2.45M
IDU icon
614
iShares US Utilities ETF
IDU
$1.36B
$2.36M 0.02%
35,522
-6,568
-16% -$452K
DWM icon
615
WisdomTree International Equity Fund
DWM
$697M
$2.36M 0.02%
42,332
+5,983
+16% +$329K
XHR
616
Xenia Hotels & Resorts
XHR
$1.79B
$2.36M 0.02%
109,160
-5,641
-5% -$123K
FYX icon
617
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$2.35M 0.02%
38,359
-1,251
-3% -$74.8K
K
618
DELISTED
Kellanova
K
$2.34M 0.02%
36,609
+11,459
+46% +$690K
DTD icon
619
WisdomTree US Total Dividend Fund
DTD
$1.69B
$2.33M 0.02%
50,072
+6,826
+16% +$309K
AOA icon
620
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$2.32M 0.02%
43,089
-4,577
-10% -$250K
TRP icon
621
TC Energy
TRP
$65.9B
$2.32M 0.02%
47,733
-694
-1% -$33.9K
GOVT icon
622
iShares US Treasury Bond ETF
GOVT
$43.8B
$2.32M 0.02%
92,481
+55,866
+153% +$1.41M
FE icon
623
FirstEnergy
FE
$27.5B
$2.3M 0.02%
75,185
+3,657
+5% +$119K
SLY
624
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$2.29M 0.02%
34,488
-2,422
-7% -$160K
IVOO icon
625
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$2.29M 0.02%
35,816
+9,128
+34% +$570K
23 24
25
26 27

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.