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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
601
CBRE Global Real Estate Income Fund
IGR
$704M
$1.07M 0.02%
145,340
-3,968
-3% -$30.9K
FCE.A
602
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$1.07M 0.02%
53,207
– –
HYT icon
603
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.07M 0.02%
108,204
+6,448
+6% +$66.5K
ITB icon
604
iShares US Home Construction ETF
ITB
$2.4B
$1.06M 0.02%
40,656
+13,171
+48% +$366K
GAS
605
DELISTED
AGL Resources Inc
GAS
$1.06M 0.02%
17,457
-6,396
-27% -$342K
EMLC icon
606
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$1.06M 0.02%
30,583
+5,610
+22% +$206K
TXN icon
607
Texas Instruments
TXN
$256B
$1.06M 0.02%
21,488
-1,468
-6% -$71.7K
INGR icon
608
Ingredion
INGR
$6.58B
$1.05M 0.02%
12,083
-1,421
-11% -$122K
PKO
609
DELISTED
Pimco Income Opportunity Fund
PKO
$1.05M 0.02%
46,021
+2,978
+7% +$69.4K
XLB icon
610
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$1.05M 0.02%
52,592
-53,192
-50% -$1.18M
STI
611
DELISTED
SunTrust Banks, Inc.
STI
$1.05M 0.02%
27,676
-3,645
-12% -$153K
SPDW icon
612
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$1.05M 0.02%
41,228
-2,333
-5% -$63.4K
BFOR icon
613
Barron's 400 ETF
BFOR
$236M
$1.05M 0.02%
141,116
+15,440
+12% +$123K
HCA icon
614
HCA Healthcare
HCA
$89B
$1.04M 0.02%
13,440
-617
-4% -$54.6K
TUZ
615
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$1.04M 0.02%
20,360
+19,248
+1,731% +$982K
IVOO icon
616
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
$1.04M 0.02%
22,560
-382
-2% -$18.8K
VRP icon
617
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$1.04M 0.02%
42,746
+13,263
+45% +$325K
RXI icon
618
iShares Global Consumer Discretionary ETF
RXI
$276M
$1.04M 0.02%
12,151
-11,602
-49% -$1.04M
SLY
619
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.04M 0.02%
21,238
+1,242
+6% +$64.7K
SUB icon
620
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.03M 0.02%
9,733
+2,964
+44% +$314K
NCZ
621
Virtus Convertible & Income Fund II
NCZ
$304M
$1.03M 0.02%
48,646
+2,581
+6% +$67.2K
J icon
622
Jacobs Solutions
J
$17.3B
$1.03M 0.02%
33,178
+1,538
+5% +$51.4K
KDP icon
623
Keurig Dr Pepper
KDP
$39.6B
$1.03M 0.02%
13,001
+1,002
+8% +$78.6K
UTL icon
624
Unitil
UTL
$982M
$1.02M 0.02%
27,797
-531
-2% -$18.7K
RAS
625
DELISTED
RAIT Financial Trust
RAS
$1.02M 0.02%
206,411
+30,416
+17% +$167K
23 24
25
26 27

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.