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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC icon
551
McCormick & Company Non-Voting
MKC
$14.3B
$2.81M 0.03%
40,440
+6,322
+19% +$453K
LUV icon
552
Southwest Airlines
LUV
$22B
$2.81M 0.03%
60,120
+5,552
+10% +$295K
RSPH icon
553
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$2.8M 0.03%
157,740
+12,420
+9% +$236K
XLB icon
554
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$2.79M 0.03%
110,360
-31,276
-22% -$834K
ROK icon
555
Rockwell Automation
ROK
$48.3B
$2.79M 0.03%
18,526
-31
-0.2% -$5.17K
FLTB icon
556
Fidelity Limited Term Bond ETF
FLTB
$435M
$2.79M 0.03%
56,393
-12,451
-18% -$612K
DLS icon
557
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$2.77M 0.02%
45,806
-4,577
-9% -$297K
QAI icon
558
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$2.76M 0.02%
95,671
+8,459
+10% +$253K
FEN
559
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.75M 0.02%
146,711
-39,939
-21% -$804K
PRU icon
560
Prudential Financial
PRU
$42.1B
$2.72M 0.02%
33,139
-3,787
-10% -$349K
SJM icon
561
J.M. Smucker
SJM
$12.6B
$2.72M 0.02%
28,801
+11,217
+64% +$1.17M
VTWO icon
562
Vanguard Russell 2000 ETF
VTWO
$17.3B
$2.71M 0.02%
50,464
-126
-0.2% -$7.55K
FMO
563
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$2.71M 0.02%
60,886
-56,440
-48% -$2.94M
SLB icon
564
SLB Ltd
SLB
$78.9B
$2.69M 0.02%
73,672
-5,594
-7% -$276K
GL icon
565
Globe Life
GL
$14.2B
$2.68M 0.02%
35,968
+900
+3% +$74.8K
PDBC icon
566
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$2.67M 0.02%
176,738
+34,189
+24% +$585K
WMB icon
567
Williams Companies
WMB
$87.9B
$2.66M 0.02%
120,403
+26,599
+28% +$665K
TFC icon
568
Truist Financial
TFC
$63.4B
$2.66M 0.02%
60,905
+17,561
+41% +$843K
WTRG icon
569
Essential Utilities
WTRG
$11.3B
$2.65M 0.02%
78,290
+13,569
+21% +$471K
WWD icon
570
Woodward
WWD
$21B
$2.65M 0.02%
35,615
-955
-3% -$73.7K
FNDC icon
571
Schwab Fundamental International Small Company Index ETF
FNDC
$3.14B
$2.64M 0.02%
93,120
+8,880
+11% +$276K
ANSS
572
DELISTED
Ansys
ANSS
$2.63M 0.02%
18,359
-1,713
-9% -$266K
NVG icon
573
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$2.63M 0.02%
188,122
+6,096
+3% +$83.7K
PDI icon
574
PIMCO Dynamic Income Fund
PDI
$7.45B
$2.63M 0.02%
90,002
-14,571
-14% -$452K
MRCC
575
DELISTED
Monroe Capital Corp
MRCC
$2.6M 0.02%
271,193
+27,056
+11% +$316K
21 22
23
24 25

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.