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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQI icon
551
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$3.1M 0.03%
55,102
-8,355
-13% -$481K
MCO icon
552
Moody's
MCO
$83B
$3.09M 0.03%
18,473
-614
-3% -$108K
NCZ
553
Virtus Convertible & Income Fund II
NCZ
$305M
$3.09M 0.03%
125,927
+937
+0.7% +$22.9K
K
554
DELISTED
Kellanova
K
$3.08M 0.03%
46,900
+9,944
+27% +$670K
AMAT icon
555
Applied Materials
AMAT
$419B
$3.08M 0.03%
79,894
-41,922
-34% -$1.85M
DG icon
556
Dollar General
DG
$26.8B
$3.08M 0.03%
28,151
-1,088
-4% -$113K
EOG icon
557
EOG Resources
EOG
$74.9B
$3.06M 0.03%
24,014
-197
-0.8% -$23.9K
AGNC icon
558
AGNC Investment
AGNC
$12.8B
$3.06M 0.03%
164,159
+82,081
+100% +$1.56M
FDS icon
559
Factset
FDS
$10.1B
$3.06M 0.03%
13,646
+422
+3% +$91.6K
SCHH icon
560
Schwab US REIT ETF
SCHH
$11.2B
$3.06M 0.03%
146,446
-4,230
-3% -$89.4K
BF.B icon
561
Brown-Forman Class B
BF.B
$12.8B
$3.05M 0.03%
60,360
+3,720
+7% +$193K
STX icon
562
Seagate
STX
$185B
$3.04M 0.03%
64,247
+13,741
+27% +$734K
GL icon
563
Globe Life
GL
$14.2B
$3.04M 0.03%
35,068
-1,572
-4% -$136K
PGF icon
564
Invesco Financial Preferred ETF
PGF
$667M
$3.04M 0.03%
167,129
+48,507
+41% +$892K
BSCJ
565
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$3.04M 0.03%
144,119
-6,566
-4% -$138K
RSPH icon
566
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$3M 0.03%
145,320
+33,340
+30% +$653K
LHX icon
567
L3Harris
LHX
$53.6B
$2.98M 0.03%
17,658
-952
-5% -$151K
IHF icon
568
iShares US Healthcare Providers ETF
IHF
$1.26B
$2.98M 0.02%
74,505
+60,410
+429% +$2.29M
MSI icon
569
Motorola Solutions
MSI
$77.5B
$2.97M 0.02%
22,965
+6,379
+38% +$789K
CLM icon
570
Cornerstone Strategic Value Fund
CLM
$2.25B
$2.96M 0.02%
214,902
+103,218
+92% +$1.43M
CEF icon
571
Sprott Physical Gold and Silver Trust
CEF
$8.27B
$2.96M 0.02%
253,311
-38,429
-13% -$460K
WWD icon
572
Woodward
WWD
$21.1B
$2.96M 0.02%
36,570
-512
-1% -$41.1K
IDXX icon
573
Idexx Laboratories
IDXX
$46.6B
$2.95M 0.02%
11,814
+1,435
+14% +$348K
CHK
574
DELISTED
Chesapeake Energy Corporation
CHK
$2.94M 0.02%
3,268
-287
-8% -$262K
CINF icon
575
Cincinnati Financial
CINF
$26.6B
$2.93M 0.02%
38,212
-1,755
-4% -$131K
21 22
23
24 25

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.