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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGL icon
526
NGL Energy Partners
NGL
$2.16B
$3.01M 0.03%
313,569
+116,058
+59% +$1.19M
SPIP icon
527
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$3.01M 0.03%
111,614
+4,276
+4% +$115K
TLH icon
528
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$3M 0.03%
22,481
+22,011
+4,683% +$2.83M
AGGY icon
529
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$2.99M 0.03%
61,991
-12,521
-17% -$598K
PHO icon
530
Invesco Water Resources ETF
PHO
$2.09B
$2.98M 0.03%
105,786
+2,007
+2% +$59.3K
CFA icon
531
VictoryShares US 500 Volatility Wtd ETF
CFA
$553M
$2.97M 0.03%
66,866
-64,933
-49% -$3.09M
XLG icon
532
Invesco S&P 500 Top 50 ETF
XLG
$11B
$2.97M 0.03%
164,880
-20,080
-11% -$390K
QYLD icon
533
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$2.96M 0.03%
138,897
-88,115
-39% -$2.05M
SPYD icon
534
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.7B
$2.96M 0.03%
86,846
+33,024
+61% +$1.21M
PGF icon
535
Invesco Financial Preferred ETF
PGF
$668M
$2.95M 0.03%
170,143
+3,014
+2% +$53.2K
AMAT icon
536
Applied Materials
AMAT
$424B
$2.95M 0.03%
89,868
+9,974
+12% +$342K
EXG icon
537
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.08B
$2.93M 0.03%
392,053
+141,772
+57% +$1.21M
LUMN icon
538
Lumen
LUMN
$6.89B
$2.93M 0.03%
193,218
-2,778
-1% -$53K
EPS icon
539
WisdomTree US LargeCap Fund
EPS
$1.65B
$2.93M 0.03%
103,653
-1,275
-1% -$38.9K
JPS
540
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2.92M 0.03%
352,258
+69,426
+25% +$575K
FTC icon
541
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$2.92M 0.03%
50,697
+22,688
+81% +$1.41M
BF.B icon
542
Brown-Forman Class B
BF.B
$12.8B
$2.92M 0.03%
61,289
+929
+2% +$44.1K
EOG icon
543
EOG Resources
EOG
$74.3B
$2.9M 0.03%
32,970
+8,956
+37% +$959K
L icon
544
Loews
L
$23B
$2.9M 0.03%
63,593
+117
+0.2% +$5.51K
SDOG icon
545
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$2.88M 0.03%
73,570
-11,520
-14% -$499K
DALI icon
546
First Trust DorseyWright DALI 1 ETF
DALI
$100M
$2.88M 0.03%
167,182
+32,658
+24% +$603K
PFN
547
PIMCO Income Strategy Fund II
PFN
$704M
$2.85M 0.03%
299,089
+50,313
+20% +$500K
ERC
548
Allspring Multi-Sector Income Fund
ERC
$261M
$2.85M 0.03%
256,684
+20,706
+9% +$239K
IHDG icon
549
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.26B
$2.85M 0.03%
102,271
-36,414
-26% -$1.08M
ALGN icon
550
Align Technology
ALGN
$12.6B
$2.84M 0.03%
13,653
-4,547
-25% -$1.15M
20 21
22
23 24

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.