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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXP
526
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$3.02M 0.03%
131,665
-10,644
-7% -$236K
ACWI icon
527
iShares MSCI ACWI ETF
ACWI
$33.4B
$3M 0.03%
41,628
+18,837
+83% +$1.33M
XSD icon
528
State Street SPDR S&P Semiconductor ETF
XSD
$2.93B
$2.99M 0.03%
42,832
+1,341
+3% +$93.9K
NCZ
529
Virtus Convertible & Income Fund II
NCZ
$301M
$2.98M 0.03%
119,777
+5,127
+4% +$127K
CINF icon
530
Cincinnati Financial
CINF
$27.1B
$2.97M 0.03%
39,661
+12,244
+45% +$911K
DBEF icon
531
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$2.97M 0.03%
93,501
-84,738
-48% -$2.69M
CB icon
532
Chubb
CB
$135B
$2.94M 0.03%
20,135
+748
+4% +$112K
BF.B icon
533
Brown-Forman Class B
BF.B
$13.1B
$2.94M 0.03%
66,852
+49,057
+276% +$1.87M
NAC icon
534
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$2.94M 0.03%
205,191
-54,519
-21% -$797K
FREL icon
535
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
$2.92M 0.03%
118,352
-61,143
-34% -$1.51M
THO icon
536
Thor Industries
THO
$4.14B
$2.91M 0.03%
19,325
+7,595
+65% +$1.06M
IXN icon
537
iShares Global Tech ETF
IXN
$9.26B
$2.91M 0.03%
113,700
+5,178
+5% +$131K
ILMN icon
538
Illumina
ILMN
$28.4B
$2.9M 0.03%
13,622
+915
+7% +$188K
GNL icon
539
Global Net Lease
GNL
$1.95B
$2.9M 0.03%
140,681
-15,268
-10% -$329K
LVS icon
540
Las Vegas Sands
LVS
$29.6B
$2.9M 0.03%
41,679
-10,173
-20% -$679K
PDI icon
541
PIMCO Dynamic Income Fund
PDI
$7.42B
$2.89M 0.03%
96,132
+26,745
+39% +$810K
DGRO icon
542
iShares Core Dividend Growth ETF
DGRO
$43.6B
$2.87M 0.03%
82,466
+33,378
+68% +$1.13M
VER
543
DELISTED
VEREIT, Inc.
VER
$2.85M 0.03%
73,244
-7,604
-9% -$305K
GCOW icon
544
Pacer Global Cash Cows Dividend ETF
GCOW
$3.49B
$2.85M 0.03%
90,609
+5,895
+7% +$182K
DFP
545
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$2.84M 0.03%
106,316
+76,869
+261% +$2.04M
MCO icon
546
Moody's
MCO
$82.7B
$2.83M 0.03%
19,152
+751
+4% +$110K
SJM icon
547
J.M. Smucker
SJM
$12.8B
$2.83M 0.03%
22,734
+141
+0.6% +$15.7K
BSJJ
548
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$2.83M 0.03%
115,838
+18,763
+19% +$461K
PHO icon
549
Invesco Water Resources ETF
PHO
$2.09B
$2.79M 0.03%
92,199
+2,800
+3% +$82.8K
CHK
550
DELISTED
Chesapeake Energy Corporation
CHK
$2.78M 0.03%
3,511
-286
-8% -$223K
20 21
22
23 24

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.