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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHDG icon
501
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$3.23M 0.03%
102,061
-1,854
-2% -$58.2K
DBC icon
502
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3.23M 0.03%
194,253
+20,715
+12% +$331K
DIAX
503
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.23M 0.03%
171,222
-80,767
-32% -$1.44M
ESRX
504
DELISTED
Express Scripts Holding Company
ESRX
$3.22M 0.03%
43,146
+8,724
+25% +$558K
IPKW icon
505
Invesco International BuyBack Achievers ETF
IPKW
$557M
$3.21M 0.03%
85,399
+57,850
+210% +$2.08M
MAR icon
506
Marriott International
MAR
$92.3B
$3.19M 0.03%
23,494
+4,600
+24% +$565K
L icon
507
Loews
L
$23.6B
$3.17M 0.03%
63,425
+14,324
+29% +$708K
CRM icon
508
Salesforce
CRM
$158B
$3.17M 0.03%
30,983
+7,755
+33% +$790K
QYLD icon
509
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$3.15M 0.03%
128,488
+103,051
+405% +$2.51M
ROK icon
510
Rockwell Automation
ROK
$49B
$3.15M 0.03%
16,021
+383
+2% +$73K
ANSS
511
DELISTED
Ansys
ANSS
$3.14M 0.03%
21,277
-317
-1% -$44.9K
VAW icon
512
Vanguard Materials ETF
VAW
$3.08B
$3.14M 0.03%
22,961
+3,493
+18% +$465K
IUSB icon
513
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$3.13M 0.03%
61,640
+41,401
+205% +$2.11M
XHE icon
514
State Street SPDR S&P Health Care Equipment ETF
XHE
$165M
$3.12M 0.03%
48,376
-1,753
-3% -$113K
CMG icon
515
Chipotle Mexican Grill
CMG
$41.5B
$3.11M 0.03%
538,000
-89,500
-14% -$534K
OKE icon
516
Oneok
OKE
$54.5B
$3.11M 0.03%
58,171
-14,455
-20% -$771K
FHY
517
DELISTED
First Trust Strategic High
FHY
$3.1M 0.03%
241,228
+202,528
+523% +$2.64M
APU
518
DELISTED
AmeriGas Partners, L.P.
APU
$3.1M 0.03%
67,096
-3,314
-5% -$149K
FTSM icon
519
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$3.09M 0.03%
51,579
+17,781
+53% +$1.07M
PBE icon
520
Invesco Biotechnology & Genome ETF
PBE
$353M
$3.09M 0.03%
65,560
+6,736
+11% +$316K
YUM icon
521
Yum! Brands
YUM
$41.1B
$3.09M 0.03%
37,898
+1,978
+6% +$156K
RSPS icon
522
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$3.08M 0.03%
115,055
+5,935
+5% +$150K
VPL icon
523
Vanguard FTSE Pacific ETF
VPL
$8.44B
$3.08M 0.03%
42,198
+12,800
+44% +$914K
VWOB icon
524
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$3.06M 0.03%
38,119
+328
+0.9% +$26.4K
ES icon
525
Eversource Energy
ES
$27.2B
$3.06M 0.03%
48,406
-1,916
-4% -$121K
19 20
21
22 23

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.